- Raymond James Financial, Inc. (New York, NY)
- …skills to act independently while guiding and training others on achieving full compliance with applicable rules and regulations in management and/or operations. ... deliver a plan for significant aspects of the financial management and/or control process. Analyze, assess, and quantify the...business activities, and the market to determine whether any risk is within the agreed risk appetite.… more
- Citigroup (New York, NY)
- …Controls, Management Reporting, Policy and Procedure, Program Management , Risk Controls and Monitors, Risk Management . **Other Relevant Skills** ... Concern Remediation Management , Data Operating Model practices, Data Issue Management and Data Compliance within large, financial services firms… more
- Neuberger Berman (New York, NY)
- …Neuberger Berman managed accounts. The individual will be working with the management team to define efficiency enhancements, risk mitigation, document ... The Neuberger Berman Trade Management Middle Office is responsible for comprehensive, resolution...systems. + Perform month end attestation reporting for pending risk such as fails, trade errors and aged reconciliation… more
- JPMorgan Chase (New York, NY)
- …rate hedges dynamically at the position level to generate returns and optimize risk management . + Oversee corporate actions to ensure effective execution and ... **About Highbridge Capital Management ** Highbridge Capital Management , LLC, founded...billion in capital, the firm strives to generate attractive risk -adjusted returns for a financially sophisticated clientele, including institutional… more
- M&T Bank (Buffalo, NY)
- …and controls in accordance with the Company's Risk Appetite. + Identify risk -related issues needing escalation to management . + Promote an environment that ... **Overview:** Serves as a member of the Management Development Program (MDP) and participates in ten...and/or that serve to help the Company be in compliance with laws and regulations that apply to the… more
- Bloomberg (New York, NY)
- …linkages between datasets and is crucial for use cases including regulatory compliance , risk modeling, investment analysis, counterparty exposure, and ownership ... Senior Data Management Professional - Data Product Owner - Entities...rely on accurate entity data, such as client onboarding, compliance , KYC, counterparty risk , and issuer classification.… more
- Santander US (New York, NY)
- …at all levels are expected to take a proactive and responsible approach toward risk management . **EEO Statement:** At Santander, we value and respect differences ... Business Management Senior Specialist - NYC Country: United States...and administers surveys. + Identifies barriers to quality services, compliance , or ineffective work processes, and creates plans, policies… more
- City of New York (New York, NY)
- …5. Ethics and Compliance Programs: Develop, implement, and oversee ethics and compliance programs. 6. Risk Management : Identify, evaluate, and mitigate ... Trust's legal matters, focusing on affordable housing development and ownership, compliance , ethics, and regulatory affairs. This role involves providing legal… more
- City of New York (New York, NY)
- …and data. This position is central to enhancing our security posture, reducing risk , and ensuring compliance with regulatory requirements. By driving the ... to identify and remediate risks. - Maintain visibility into endpoint health and compliance using centralized management tools. - Manage the full identity… more
- Fresenius Medical Center (Albany, NY)
- …followed. + Assists with implementing appropriate training according to policy; ensure ongoing compliance with all risk management initiatives. + Responsible ... staff training, equipment, physician and patient relations, cost containment, supply management , medical records, patient billing, OSHA and all company, state and… more