- Charles Schwab (Austin, TX)
- …business needs **What you have** **Required Experience** + 10+ years of direct asset management compliance , risk , and/or audit experience with broad and deep ... offerings (equity, fixed income, and/or other strategies), with expertise in managing compliance risk effectively + Previous involvement in strategic initiatives… more
- Comerica (Dallas, TX)
- …issue resolution in a financial services context. Ability to educate colleagues on risk management , controls, and compliance concepts, frameworks, and ... lieu of a Bachelor's degree a High School Diploma or GED and 6 years of Risk Management , Compliance , or Audit experience + 4 years of experience in Risk … more
- USAA (Plano, TX)
- … with policies, procedures, and processes established by the front-line units and Independent Risk Management to ensure ongoing compliance with the Risk ... and risk management framework (including risk profile, risk appetite, and compliance...10 or more years of experience in internal audit, risk management , compliance , or other… more
- Cherry Bekaert (Austin, TX)
- …Associate (Consumer Compliance )** to join our team providing internal audit, regulatory compliance and risk management services to banks and financial ... clients with deep knowledge, expertise and approaches in Regulatory Compliance , Internal Audit, Enterprise Risk Management , Technology Risk Management… more
- Huntington National Bank (Addison, TX)
- …years' experience in data analysis/statistics, computer science/information systems, mathematics, economics, risk management or compliance ; may include ... relevant education experience + 1+ years' experience within BSA/AML/CTF/OFAC investigations, risk management , regulatory environment, or legal/ compliance … more
- Charles Schwab (Southlake, TX)
- …+ Bachelor's degree from an accredited college/university + 3+ years of direct asset management compliance , risk , and/or audit experience with knowledge of ... compliance advice and guidance to Charles Schwab Investment Management , Inc. (CSIM), a registered investment adviser, and Schwab's... programs + Support and participate in internal audits, compliance testing, and risk assessments; may, at… more
- Acosta Group (Lewisville, TX)
- …stakeholders, third-party administrators, brokers, and insurers to ensure effective claims management , litigation, risk financing, and compliance . ... **DESCRIPTION** The ** Risk Management Director** is responsible for...Legal, Finance, and Real Estate to ensure alignment on risk mitigation strategies, claims handling, and compliance … more
- USAA (Plano, TX)
- …assurance services regarding the effectiveness and efficiency of the Association's governance, risk management , compliance and control processes, and in ... in lieu of a degree. + 10 years of internal audit, risk management , compliance , other control partner experience or relevant operations experience… more
- MUFG (Irving, TX)
- …designed to provide broad exposure to financial crime compliance and core compliance risk management areas of focus. Examples include Anti-Money ... for individuals looking to gain first-hand exposure to the world of compliance risk management . By working on high-profile projects with exposure to… more
- City National Bank (Dallas, TX)
- …or equivalent * Minimum 4 years of audit or related experience in banking operations, compliance , and/or risk management activities. * Minimum 1 year of ... *AUDIT MANAGER I- ENTERPRISE RISK MANAGEMENT * WHAT IS THE OPPORTUNITY? The Audit Manager I position is a leadership role as an auditor-in-charge to guide a team… more