- USAA (Charlotte, NC)
- …objective assurance services regarding the effectiveness and efficiency of the governance, risk management , and control processes. Oversees the development ... staff and oversees audit findings and recommendations regarding key governance, risk management and control processes including, legal and regulatory… more
- TD Bank (Charlotte, NC)
- …and implementation of action plans for issue resolution + Works in partnership with control partners (ie, Technology Risk Management , Legal, Privacy, Office ... regulatory requirements and assess potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment with… more
- City National Bank (Charlotte, NC)
- …business or corporate unit(s), related to Payment Systems, including Risk and Control Assessments, Control Management Activities, Key Risk ... and monitoring plans, the adequacy of control management activities and assessment results, and risk ... Risk Management /Operational Risk Management * Strong knowledge of internal control … more
- City National Bank (Charlotte, NC)
- …financial services * Understanding of Risk Management /Operational Risk Management * Strong knowledge of internal control management practices and ... Wealth Management * WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing... control assessment teams related to the following control management activities: control identification… more
- TD Bank (Charlotte, NC)
- …stakeholders and business management where required + Maintains a culture of risk management and control , supported by effective processes and sound ... mission to build a more resilient and scalable compliance risk management function. As part of our...management activities + Leads relationships with corporate and/or control functions to ensure alignment with enterprise and/or regulatory… more
- TD Bank (Charlotte, NC)
- …stakeholders and business management where required + Maintains a culture of risk management and control , supported by effective processes and sound ... to optimize the balance sheet and to ensure capital allocation, liquidity, and risk management frameworks are aligned with corporate goals and regulatory… more
- Regions Bank (Charlotte, NC)
- …functional areas + Provides risk management consultation for risk identification, defines remediation efforts, and evaluates control design and ... knowledge of financial and or non-financial risk management strategies including risk and control self-assessment methodologies, processes, and tools… more
- Grant Thornton (Charlotte, NC)
- …include but are not limited to co-sourced and outsourced internal audit, internal control assessments, enterprise risk management program assessments, tests ... System & Organization Control (SOC) reporting, or other risk management , compliance, and assurance activities + Strong understanding of COSO Internal… more
- TD Bank (Charlotte, NC)
- …and evolving regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in ... mission to build a more resilient and scalable compliance risk management function. As part of our...Compliance advice to business Compliance partners + Interacts with control functions within the organization + Conducts meaningful research,… more
- TD Bank (Charlotte, NC)
- …and evolving regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in ... Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more