- Charles Schwab (Westlake, TX)
- …and compliance with key regulations by evaluating and improving the efficiency of risk management , control , and governance processes. This position is ... audit timelines, budget, resourcing, and achievements. + Assess the quality of management 's Risk & Control Self-Assessments; and support the assessment of… more
- Charles Schwab (Westlake, TX)
- …and compliance with key regulations by evaluating and improving the efficiency of risk management , control , and governance processes. This position will ... challenge Executive Management to improve the efficiency of governance processes, risk management , and internal controls. The Broker Dealer Asset … more
- Huntington National Bank (Addison, TX)
- …of models used in portfolio acquisitions or FinTech programs + Collaborate with Model Risk Management and Audit on control compliance and validation ... Fintech partnerships, SBA lending, portfolio acquisition strategy) for alignment with risk appetite + Assess collections, bankruptcy, asset management , credit… more
- Charles Schwab (Austin, TX)
- …and compliance with key regulations by evaluating and improving the efficiency of risk management , control , and governance processes. What you'll do: ... Executive Management to improve the efficiency of governance processes, risk management , and internal controls. The Broker-Dealer/Asset Management … more
- UMB Bank (Austin, TX)
- …processes to increase efficiency and effectiveness. It is a foundational aspect of the risk management and operational control structure of the Line of ... This Senior Process & Control Administrator role is an experienced leadership role...spend your time:** + Administer Policy, Process and Procedure management program for the Commercial Bank. + Lead efforts… more
- Charles Schwab (Westlake, TX)
- …the Firm's books and records, regulatory communications, and various systems tied to risk management and control performance throughout Operational Services. ... status quo" and transform the finance industry together. Operational Control supports Operational Services in managing risk ... Control program owners (eg, Books & Records Control , Corporate Records Management ) on prioritization and… more
- US Bank (Irving, TX)
- …assurance and advisory services designed to evaluate and improve the effectiveness of risk management , control , and governance processes of US Bancorp ... We are seeking an experienced audit leader that has strong knowledge of audit, risk management , and regulatory expectations (eg, Office of the Comptroller of… more
- Coinbase (Austin, TX)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance, risk management , and control process. The in-house Coinbase Internal ... as the industry leader by evaluating the effectiveness of management 's ability to control potential events or...Finance, Legal, IT, Security, and 2nd Line functions like Risk Management and Compliance) and external auditors.… more
- Charles Schwab (Westlake, TX)
- …with the regulatory requirements pertaining to the BSA and OFAC, including review of risk management and internal control practices. In addition, Fraud and ... compliance with key regulations by evaluating and improving the efficiency of risk management , control , and governance processes specifically around AML and… more
- USAA (Plano, TX)
- …objective assurance services regarding the effectiveness and efficiency of the governance, risk management , and control processes. Oversees the development ... staff and oversees audit findings and recommendations regarding key governance, risk management and control processes including, legal and regulatory… more