- TD Bank (New York, NY)
- …and evolving regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in ... be counted **Preferred Skills:** + Experience in non-financial, operational, or compliance risk + Experience with Power Platform (Power Automate, Power Apps, etc.… more
- KeyBank (Amherst, NY)
- …Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... must have in-depth knowledge of wealth and trust risk management as well as a strong...the ability to apply those to testing, monitoring, issues management , and verification activities. The Senior Compliance Manager… more
- Neuberger Berman (New York, NY)
- …environment. This individual will ensure operational processes, governance structures, and risk management practices support both regulatory requirements and ... years of experience in financial services, with significant experience in business controls, risk management , audit, or compliance within Wealth Management ,… more
- Wells Fargo (New York, NY)
- …multi-faceted situations of global market dynamics, trends, and regulatory impact + Oversee risk management to meet deliverables and drive new initiatives + ... Associates + Instrumental in independently developing, implementing, and managing a document control and configuration management process + Ability to develop… more
- M&T Bank (Williamsville, NY)
- …Company's Risk Appetite.Identify risk -related issues needing escalation to management . + Exercise usual authority of a manager concerning staffing, ... onsite reviews **Education and Experience Preferred:** Bachelor's Degree Experience in vendor management , banking, risk management or related field Ability… more
- TD Bank (New York, NY)
- …Surveillance programs. + Familiarity with regulations and compliance strategies and risk management ; possesses and demonstrates expertise in surveillance, change ... the state of Surveillance program to the Board, senior management , and regulators, as needed, and effective check and...and across the enterprise. + With business and other Risk partners promote a strong governance & control… more
- American Express (New York, NY)
- …focused on ensuring project management best practices are adhered to and control management is embedded in the day-to-day operations of our organization. It ... forums, interfacing with org-wide governance processes and committees (eg, Operational Risk Management Committee) and share insights and lessons learned… more
- TD Bank (New York, NY)
- …and evolving regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in ... mission to build a more resilient and scalable compliance risk management function. As part of our...Assessment. The ideal candidate possesses a deep understanding of Risk Control Self-Assessments, a high degree of… more
- American Express (New York, NY)
- …The ideal candidate will bring expertise in data governance, controls framework, and risk management with a strong background in financial data within a ... large financial services institution, executing one of the following: data governance, risk management , operational controls, or regulatory reporting. + 2 years… more
- TD Bank (New York, NY)
- …fast-paced environment. Demonstrated experience in risk management , risk compliance self-assessment, program effectiveness assessment, and control design ... and evolving regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in… more
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