• Vice President, Regulatory Management…

    TD Bank (New York, NY)
    …Business Management (TBM), Market Risk and Model Development (PnL, Risk , VaR), Market Risk Control , Operations/Data Services, Finance, Front Office, ... capabilities to support our business & stakeholders. Strategic delivery management is a valued and evolving discipline, ready to...The team partners closely with senior leaders across TDS, Risk , Legal, HR, Compliance and will work in close… more
    TD Bank (10/03/25)
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  • Director - Regulatory & Supervisory…

    TD Bank (New York, NY)
    …and origination activities is a core competency. The Director Trading Business Management TDS is responsible for the planning, direction, and coordination of trading ... projects improving and maintaining tools supporting the electronic trading control framework + Assist in the onboarding of new...onboarding of new automated trading activities + Assist in risk assessment and market abuse risk assessments… more
    TD Bank (10/02/25)
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  • Management Development Program - Growth…

    M&T Bank (Buffalo, NY)
    …and controls in accordance with the Company's Risk Appetite. + Identify risk -related issues needing escalation to management . + Promote an environment that ... **Overview:** Serves as a member of the Management Development Program (MDP) and participates in ten...vary by department and are assigned by the department manager . The position may be responsible for additional projects… more
    M&T Bank (11/25/25)
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  • Manager , Broker-Dealer Compliance

    Coinbase (Albany, NY)
    …Legal, Operations, Risk , Tax, Finance and Audit to ensure a best-in class control framework. * Partner with exam management team to respond to all regulatory ... exams and inquiries. * Work with Market Surveillance team and Clearing Firm to ensure deployment of a robust monitoring program. * Work with the principals to design and document the firm's supervisory structure (FINRA Rule 3110) to effectively supervise all… more
    Coinbase (10/30/25)
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  • Corporate Advisory Business Management…

    JPMorgan Chase (New York, NY)
    …to establish a large network throughout all functions supporting the business: Risk , Legal, Compliance, Business Control , Technology, Chief Data Office, Finance, ... business processes and controls, technology solutions ideas and project management + Support the Global Business Manager ...that impact the business, liaising closely with firm wide risk , control and legal & compliance functions… more
    JPMorgan Chase (11/22/25)
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  • State EMS Fiscal Management Unit…

    New York State Civil Service (Albany, NY)
    …and reporting; Strong organizational skills and attention to detail; Knowledge of internal control principles and risk management processes; Ability to ... program and Division planning.- Internal Controls and Compliance: Supports internal control systems, risk assessments, and audit readiness; reviews documentation… more
    New York State Civil Service (11/20/25)
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  • Head of Transition Management and Client…

    Neuberger Berman (New York, NY)
    …chain - design and implement operational improvements where applicable. **Compliance & Risk Management :** + Understanding of complex regulatory requirements and ... that mitigate/minimize control risks. + Partner with Compliance and Operational Risk teams to measure, assess, and improve operational processes to reduce … more
    Neuberger Berman (10/03/25)
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  • IT Lead Auditor - Data Management & Data…

    M&T Bank (Buffalo, NY)
    …steps. + Partner with stakeholders in Finance, Technology, Data Governance, and Risk Management to understand processes and emerging risks while maintaining ... their assigned domain. Responsible for overseeing and executing annual risk assessments, continuous auditing, and remediation plan validations. Communicate audit… more
    M&T Bank (09/05/25)
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  • Assistant Vice President, Program…

    WSP USA (New York, NY)
    …Estimate to Completes (ETCs), and recovery plans, and invoices + Assist project manager with change management , such as documenting scope changes or scope ... additions. + Assist project manager in developing contract change orders. + Support subcontract...development and updates to the Project Initiation/Setup Documentation including: Risk (REF/RMP), Project Management Plan (PMP), Project… more
    WSP USA (10/08/25)
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  • Community Branch Management Program…

    M&T Bank (Buffalo, NY)
    …for sales opportunities, account opening and lead-focused outbound calling) and Risk Management (audit requirements, fraud prevention, Know Your Customer ... which will vary by market and are assigned by the mentoring manager . **Primary Responsibilities:** + **Community Branch Management Program** **Core Training**… more
    M&T Bank (10/31/25)
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