- TD Bank (Charlotte, NC)
- …. The RRP function is closely integrated with multiple lines of business, key control functions, and Risk Management to maintain strategies and capabilities ... Business:** Finance **Job Description:** The Recovery and Resolution Planning Manager leads work streams within the Recovery and Resolution...and assess potential impacts + Maintains a culture of risk management and control , supported… more
- TD Bank (Charlotte, NC)
- …and evolving regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in ... mission to build a more resilient and scalable compliance risk management function. As part of our...appropriateness.** **In this position, the** **Compliance Audit and Exam Manager ** **will lead assigned audits and exams, run stakeholder… more
- Coinbase (Raleigh, NC)
- …in a 1 or 2 LoD controls management function and/or Governance, Risk , and Compliance organization * * Control domain knowledge and best practices:* ... assessments into Consumer products and supporting systems to assess risk and control design, identify areas of...is a plus, but not a requirement: Information security risk management qualifications like CISA, CISSP, CISM… more
- TD Bank (Charlotte, NC)
- …and evolving regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in ... Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- TD Bank (Charlotte, NC)
- …stakeholders and business management where required + Maintains a culture of risk management and control , supported by effective processes and sound ... mission to build a more resilient and scalable compliance risk management function. As part of our...in the general description below." **Job Summary** The Senior Manager , Business Management oversees and leads a… more
- TD Bank (Charlotte, NC)
- …would likely have risen through progressively senior roles within treasury, finance, or risk management , such as: Treasury Manager /Director, Head of ... the Bank's broader financial goals. **Job Summary:** The Sr Manager Treasury Strategy oversees and leads a large and/or...management where required + Maintains a culture of risk management and control , supported… more
- TD Bank (Charlotte, NC)
- …and evolving regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in ... business management activities + Leads relationships with corporate and/or control functions to ensure alignment with enterprise and/or regulatory requirements +… more
- TD Bank (Charlotte, NC)
- …and evolving regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in ... + Awareness of Open Banking principles and frameworks + Solid understanding of risk management practices, standards, and regulatory expectations + Awareness of… more
- Wells Fargo (Charlotte, NC)
- …support and drive strategic initiatives for the business + Recommend compliance and risk management requirements for supported area and works with other ... lead diverse teams and build strong stakeholder relationships. + Risk & Control Mindset: Deep understanding of...risk requirements (eg, SOX, Basel lII). + Lead issue/ risk management , including timely escalation, resolution, and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Financial Controls Manager within the Enterprise COSO testing team. The Enterprise Finance function contains the ... the Company's on-going objective of maintaining an industry-leading information technology control environment and is responsible for the following directives: +… more