- SMBC (New York, NY)
- …for producing management reporting for senior business leadership, CPAD Senior Management , Risk Management , and other governance forums, including ... diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more...Procedures Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk… more
- SMBC (New York, NY)
- …by brokers and swap dealer businesses - Strong understanding of market risk management framework for trading products, including derivatives, structured and ... Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices… more
- HSBC (Buffalo, NY)
- …relationship and communications skills. + Good understanding of how to work with Compliance, Credit & Risk and Internal Control to ensure a balanced risk ... key as the Wealth Relationship Manager acquires, develops, advises, and retains a portfolio of clients. As our Wealth Relationship Manager you will: + Provide… more
- SMBC (New York, NY)
- …with organizational objectives and meet established standards for performance, compliance, and risk management . A key responsibility of this position is leading ... and risk frameworks. + Excellent communication, negotiation, and stakeholder management skills. + Proficiency in Procurement, vendor management systems (eg,… more
- SMBC (New York, NY)
- …in other technology and control functions including legal, compliance, data security and risk management to promote front-to-back collaboration across risk ... Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices… more
- HSBC (New York, NY)
- …relationships in client facing management roles, demonstrating an understanding of risk management , structures, credit , products, processes, in an ... approach, recognizing that clients in different sectors have unique cash management needs. Various sector teams exist including: Technology Media & Telecoms,… more
- Neuberger Berman (New York, NY)
- …onboarding requirements (Product Management , Marketing, Portfolio Management , Client Services, Operations, Legal, Compliance, Risk , and Technology) ... responsible for managing the implementation of new products, institutional client mandates, portfolio management or deal teams, and strategic offerings. The Fund… more
- Neuberger Berman (New York, NY)
- **Neuberger Berman** is an independent, employee-owned, global asset management firm, serving the financial needs of institutions and individual investors worldwide. ... income strategies, private equity and commodities, in addition to portfolio advice and wealth planning services. We offer a...long-term investment returns from both an opportunity and a risk mitigation perspective. We also understand that for some… more
- SMBC (New York, NY)
- …Analysis:?Analyze datasets to identify trading opportunities and market patterns. - Risk Management :?Apply advanced mathematical and statistical techniques to ... trading strategies. - Regulatory Compliance:?Understanding of regulatory requirements and risk management practices in financial trading. **Additional… more
- HSBC (New York, NY)
- …relationships in client facing management roles, demonstrating an understanding of risk management , structures, credit , products, processes, in an ... approach, recognizing that clients in different sectors have unique cash management needs. Five sector sales teams exist: Consumer Brands/Retail (CBR),… more
