- University of Rochester (Rochester, NY)
- …throughout the University. Preferred + An in-depth understanding of institutional governance, risk management , and the regulatory landscape for higher education ... and act as the primary advisor on compliance-related matters. Risk Identification and Management : + In partnership...as CPA - Certified Public preferred + Accountant, Certified Internal Auditor or CCEP - Certified Compliance… more
- SMBC (New York, NY)
- …in other technology and control functions including legal, compliance, data security and risk management to promote front-to-back collaboration across risk ... their duties. In addition, they will (i) support IAD Management team in helping to identify areas of coverage...NYS DFS 500, FFIEC). + Knowledge of audit techniques, risk and internal controls assessment, and workpaper… more
- US Tech Solutions (New York, NY)
- …and obtaining evidence **Experience:** + Minimum of 4 years' experience as and IT Risk Auditor . + IT Audit or Business process Audit experience. + Experience ... ISO reporting or SOX reporting. + Experience with Audit support. **Skills:** + IT Audit + Risk Auditor + SOC Reporting + Regulation Auditing + SOX + Program … more
- Axis (New York, NY)
- …Continuity team and platform, ensuring operational readiness and alignment with enterprise risk management objectives. **What will you do in this role?** ... , Enterprise Risk , Audit/Compliance, and Communications to ensure integrated risk management . + Lead enterprise-wide incident response coordination and… more
- SMBC (New York, NY)
- …Front Office and associated support functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ideal ... and Securities front office teams + Strong understanding of risk management framework for trading activities and...and Trading supervision + Expert knowledge of audit techniques, risk , and internal controls assessment, and workpaper… more
- TD Bank (New York, NY)
- …lead position on the audit, providing supervision and assignments to team members as Auditor In Charge as well as reviewing work papers completed by staff and ... for planning of audits + Responsible for contact with management regarding audit scope, status, and findings + Works...receives assistance/coaching from the audit manager + May be Auditor in Charge on an Audit + May participate… more
- Lockheed Martin (Liverpool, NY)
- … Experience Project Management , Leadership and Delegation Abilities\. ISO/AS9100 Auditor Risk Identification and Mitigation Formal Causal Analysis Experience ... focal point for Quality & Mission Success \(Customer, Program Management , Functions\)\. They lead the Quality Program Team -...QPM ensures communication and flow down of requirements to internal teams and external supply base\. QPM may supplement… more
- SMBC (New York, NY)
- …to lead audit coverage of finance related Product Control function within the Internal Audit Department (IAD). The ideal candidate will be responsible for overseeing ... complex audits as an Auditor in Charge, ensuring work is performed in accordance...Responsibilities:** * Lead and effectively execute high quality and risk based audits of Product Control function which involves… more
- SMBC (New York, NY)
- …products (eg, FX, Credit Cash, Rates and etc.) * Strong understanding of risk management framework for trading products, including derivatives, structured and ... will be responsible for overseeing complex audits as an Auditor in Charge, ensuring work is performed in accordance...electronic trading framework. * Expert knowledge of audit techniques, risk , and internal controls assessment, and workpaper… more
- CBRE (Albany, NY)
- …industries that are most ideal for CBRE to offer HSE services based upon internal subject matter expertise, risk profile & tolerance. + Influences, stakeholders ... portfolio and product lines of ready-made solutions. This includes building internal subject-matter expertise, leading a marketing approach and managing service… more