- BlackRock (Princeton, NJ)
- …Solutions helps clients customize portfolios for unique tax, values-alignment, or investment exposures across direct indexing, fixed income, active equity, and ... Active SMA team based in Princeton, NJ. Our team works closely with investment teams across asset classes within BlackRock and is responsible for Separately Managed… more
- Deloitte (Morristown, NJ)
- …in accounting and taxation to provide tax compliance and consulting services to investment management clients. You will identify complex tax issues and provide ... As global leaders in providing professional services to the Investment Management industry, Deloitte works with clients...providing a spectrum of assurance and advisory, tax, enterprise risk , regulatory and consulting services to a broad range… more
- Citigroup (Jersey City, NJ)
- …expertise, strong leadership capabilities, and a profound understanding of the investment management industry, particularly in middle office operations. ... Insight: Stay abreast of the latest developments in post-trade services, investment management industry trends, regulatory changes, and competitive landscape.… more
- TD Bank (Mount Laurel, NJ)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... Oversight Analyst duties:** + **Ensure ongoing compliance with the Investment Company Act of 1940, FINRA, SEC rules, and...the assigned portfolio in terms of financial, regulatory and risk management requirements + Interacts with control… more
- JPMorgan Chase (Jersey City, NJ)
- …Leveraging your expertise in the CORE platform, you'll ensure alignment with Data Risk Management Standards and Policies, and contribute to the development of ... etc.) + Ensure key controls described in relevant Data Risk Management Standards and Policies are reflected...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- SMBC (Jersey City, NJ)
- …between the Compliance, 1LoD and 2LoD Non-Financial Risk and Enterprise Risk functions. The control management function also helps drive initiatives to ... will be responsible for supporting and leading the activities related to Risk and Control Self-Assessment, Incident Management and related reporting for… more
- Bank of America (Jersey City, NJ)
- …+ Written Communications + Investigation Management + Policies, Procedures, and Guidelines Management + Reporting + Risk Management + Coaching + Issue ... such as financial crimes, including financial crimes investigations management , fraud management , regulatory compliance, risk management , or issue … more
- TD Bank (Point Pleasant Beach, NJ)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment ... the business, banking and bank operations + Requires process management knowledge and knowledge of the risk ...to acquire and deepen customer relationships to drive deposits, investment and loan growth + Partners with Specialists to… more
- Wells Fargo (Iselin, NJ)
- …rapid issue resolution. + Ensure adherence to regulatory requirements and enterprise risk management standards. + Mentor and empower junior engineers, fostering ... techniques and risk methodologies + Familiarity with quantitative modeling and risk management practices + Proficient in interpreting and applying risk… more
- BlackRock (Princeton, NJ)
- …development and governance across service providers. + **Platform Support & Risk Management :** Focuses on standardizing operational processes, monitoring capital ... anticipate product pipeline changes and evolving business requirements. **Platform Support & Risk Management :** + Deliver accurate and timely investor and fund… more