- TD Bank (Charlotte, NC)
- …and relationship management + Deep understanding of regulatory compliance and risk management in the finance industry + Strong technology acumen, comfortable ... of Business:** TD Wealth **Job Description:** The Head of Wealth Business Management / Administration is a critical executive role responsible for management… more
- Lincoln Financial (Charlotte, NC)
- …business. You will support key initiative deliverables such as project governance, execution management , risk and dependency mitigation, as well as business & ... Fort Wayne, IN (Indiana); Omaha, NE (Nebraska); Phoenix, AZ (Arizona); Work from Home **Work Arrangement:** Hybrid Preferred : Preferred employee will work 3 days a… more
- Optiv (Charlotte, NC)
- …maintain project governance frameworks, including standardized methodologies, reporting structures and risk management protocols. Oversee a team of project ... seeking a strategic and results-driven Sr. Manager, Internal Project Management Office to lead a team of...The ability and technology necessary to productively work remotely/from home (where applicable) **EEO Statement** Optiv is an equal… more
- TD Bank (Charlotte, NC)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... focuses on ensuring data consistency and integrity across compliance, risk management and operation domains with a...and control, supported by effective processes in alignment with risk appetite + May lead work streams… more
- TD Bank (Charlotte, NC)
- …+ Generally leads a team focused on assigned audit and generally assumes the lead position on the audit, providing supervision and assignments to team members as ... for planning of audits + Responsible for contact with management regarding audit scope, status, and findings + Works...in Charge on an Audit + May participate and/or lead assigned special projects + Provides feedback on staff… more
- TD Bank (Charlotte, NC)
- …non-standard, high- risk transactions/activities as necessary + Maintains a culture of risk management and control, supported by processes in alignment with ... portfolio of governance and control activities for moderately complex or high- risk business or functional area and implements policies/processes and/or initiatives… more
- TD Bank (Charlotte, NC)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... **Desired Skills & Experience:** **Minimum of 8 years of experience in Compliance, Risk Management , Audit, or a related compliance role.** **Strong executive… more
- TD Bank (Charlotte, NC)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... The Senior Compliance Manager **-** Compliance Monitoring Programs will lead and enhance our Compliance Management System...and assesses potential impacts + Maintains a culture of risk management and control, supported by effective… more
- TD Bank (Charlotte, NC)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment… more
- TD Bank (Charlotte, NC)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described in the US… more