- Bank of America (Charlotte, NC)
- …**Required Education & Experience:** + 5+ years of minimum experience in regulatory reporting , data, compliance, or risk functions + Bachelor's Degree or ... databases to source testing data, and collaborating with Compliance and Operational Risk officers and/or Front Line Unit (FLU) process owners to design sampling… more
- Guardian Life (Raleigh, NC)
- …control environment in the branch office. + Timely communicate preliminary findings to your manager and branch office management verbally and then in writing. + ... Park Avenue Investment Advisory, you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110 and, in… more
- Bank of America (Charlotte, NC)
- …**Skills:** + Analytical Thinking + Attention to Detail + Internal Audit Review + Risk Management + Technical Documentation + Automation + Business Acumen + ... **Responsibilities:** + Executes audit strategy for the sound application of risk -based auditing by defining audit scope and audit program, and leverages… more
- MetLife (Cary, NC)
- …can navigate both US and international initiatives. The Opportunity The Associate Manager , M&A Execution (GG11) is responsible for the coordination and delivery of ... to ensure program governance, continuity, and stakeholder alignment. The Associate Manager will contribute to cross-functional projects that impact business and… more
- Bank of America (Charlotte, NC)
- …of models, analytical tools, and tests for effective risk and capital measurement, management and reporting across Bank of America. GRA and EIT partner with ... Independent Testing (EIT) are sub-lines of business within Global Risk Management (GRM). Collectively, they are responsible...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- Bank of America (Charlotte, NC)
- …Issue Management + Monitoring, Surveillance, and Testing + Quality Assurance + Risk Management + Analytical Thinking + Attention to Detail + Critical ... transactions. **Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational Services and ensure… more
- Bank of America (Charlotte, NC)
- …that may become involved in or impacted by the project. + Leading risk management and mitigation planning readiness, change adoption, stakeholder management ... with relevant client stakeholders to communicate updates and escalate issues + Performs risk management activities to minimize project risks + Assists with… more
- PNC (Charlotte, NC)
- …the introduction and expansion of financial services to the client. + Executes risk management practices through the adherence to PNC's policies and procedures. ... activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework. **Qualifications** Successful candidates must demonstrate appropriate… more
- CDM Smith (Manteo, NC)
- …of all relevant legislation that impacts the industrial market. * Knowledge of risk management and quality assurance practices. * Contract knowledge and ... role is crucial for overseeing the unit's operating activities, including resource management , technical solutioning, and driving revenue and sales growth. The Unit… more
- Wolters Kluwer (Cary, NC)
- …Solutions' business + Advising FCC's senior management on legal compliance and risk management to accomplish business objectives without undue risk to ... dotted line reporting relationship to the Executive VP and General Manager of the Compliance Solutions business unit (Compliance Solutions). The Legal Director &… more