- TD Bank (Charlotte, NC)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... work hands-on to drive key initiatives across compliance, operational risk management , and audit functions, works well...opportunity._ _Our team currently operates under a hybrid work model , with employees expected to work in the office… more
- TD Bank (Charlotte, NC)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... opportunity.** _Our team currently operates under a hybrid work model , with employees expected to work in the office...and assesses potential impacts + Maintains a culture of risk management and control, supported by effective… more
- Bank of America (Charlotte, NC)
- …delegating team work. **Skills:** + Critical Thinking + Data Governance + Negotiation + Risk Management + Stakeholder Management + Attention to Detail + ... Management + Data Management + Performance Management Global Risk Management (GRM)...risk , including strategic, market, credit, compliance, liquidity, operational, model and reputational risk matters to support… more
- TD Bank (Charlotte, NC)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... opportunity._ _Our team currently operates under a hybrid work model , with employees expected to work in the office...as compliance reviews of compliance units (CUs) within Compliance Risk Management (CRM) to ensure compliance with… more
- TD Bank (Charlotte, NC)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... the third-party regulatory content provider into daily compliance and risk management activities, leveraging the third-party's regulatory intelligence… more
- SMBC (Charlotte, NC)
- …IT Functional Control Officer (FCO) for Capital Markets/Nikko is a change agent and risk management expert within the first line of defense. The role provides ... Support risk & control assessments within 1LoD, working closely with Risk Management , Compliance, Internal Audit, and peer Control Officers supporting… more
- City National Bank (Charlotte, NC)
- …and implementation of new programs/strategies, implementation of regulation, rules, and risk management requirements. * Analyze, evaluate and periodically review ... current risk management practices across the organization, including...information to support strategies, initiatives, organizational planning, and business model adjustments. * Act as the business teams' liaison… more
- Wells Fargo (Charlotte, NC)
- …Physics, Political Science, Pre-law, Government, Policy and Management , Computer Science, Management and Risk Management or related business field + ... and Claims Management delivers support by partnering with product, channel, risk , and technology teams to develop and provide secure, reliable, scalable, and… more
- Wells Fargo (Charlotte, NC)
- …championing principal-based and privacy-first practices by integrating strong data protection and risk management practices into every aspect of our operations + ... environment and exercise independent judgment while developing understanding of compliance and risk management requirements for the supported area. + Collaborate… more
- American Express (Charlotte, NC)
- …law, or a related discipline. + 3 years of experience in compliance, risk management , or control-related roles in financial services. + Working knowledge ... or risk certification (eg, CRCM, CAMS, CCEP). + Familiarity with issue management , risk assessments, and control testing processes. + Experience working in a… more