- Citigroup (Getzville, NY)
- …team, which is responsible for executing daily controls to mitigate the inherent risk of non-compliance with the SEC's Client Asset Protection rule (15c3-3), a Tier ... within the confines of this regulation to ensure client positions are not at risk of being utilized. + Monitor and manage key metrics associated with reports to… more
- Citigroup (Getzville, NY)
- …others + Proven ability to manage various concurrent activities/projects in a high- risk environment + Effective project management and negotiation skills + ... The Securities & Derivatives Group Manager is a senior management level position responsible for accomplishing results through the management of a team or… more
- SMBC (New York, NY)
- …. Prepare periodic reports and information pertaining to the account for senior management . Pro-actively escalate credit risk , operational risk , and events ... and enterprise valuations; assign borrower rating, detailed action plans, exposure management strategies and account related admin duties . Review and process… more
- SMBC (New York, NY)
- …+ Prepare periodic reports and information pertaining to the account for senior management . Pro actively escalate operational risk , credit risk , and ... existing transactions, such as assign borrower rating, detailed action plans, exposure management strategies and account related admin duties + Review and process of… more
- Citigroup (New York, NY)
- …date of hire. **Most Relevant Skills** Assessment, Credible Challenge, Financial Acumen, Management Reporting, Risk Management . **Other Relevant Skills** For ... Projects include acquisitions and other expansionary transactions, divestitures, transaction management , corporate valuation, sell-side auctions, exploratory M&A analysis and… more
- MUFG (New York, NY)
- …Primary responsibility for credit monitoring and borrower relationship management functions. Corporate finance professional primarily focused on transaction ... structuring, credit analysis and recommendations. Critical functions include assessing risk factors associated with each credit and determining the appropriate… more
- JPMorgan Chase (New York, NY)
- …in Product, Technology, or Project Management + Strong understanding of risk management and controls, regional and local nuances, and governance requirements ... + Communicates regulatory guidelines to Product Managers to ensure our products meet risk and compliance requirements and are delivered on time + Advises on the… more
- MUFG (New York, NY)
- …Our ideal candidate will possess a strong understanding of regulatory compliance, risk management , and business operations. This role requires someone who ... of Compliance reports for Compliance Management , Senior Management , Executive Committees, and Risk Committees etc. as required. In addition to the above,… more
- JPMorgan Chase (New Hyde Park, NY)
- …relationships and providing financial advice with a focus on client experience and risk management , while focusing on acquiring new relationships, retaining and ... outstanding client experience + Protect the firm by following sound risk management protocols and control policies and adhering to regulatory requirements… more
- Citigroup (New York, NY)
- …business knowledge/understanding is preferred + Experience in supporting Sales and Trading, Risk and Trade Management Platforms or similar systems. + Exposure ... The Global Spread Products (GSP) production management group provides direct support to a diverse...partners in our business including Trading, Sales, Operations & Risk and Controls to operate stable platforms to enable… more