- CIBC (New York, NY)
- … risk assessments of US regulatory requirement group topics to determine risk ratings under CIBC's Regulatory Compliance Management framework; + Assist in ... SEC rules pertaining to swaps implemented under the Dodd-Frank Act (eg real-time/SDR reporting , large trader reporting , external business conduct rules, etc.); +… more
- Mizuho Corporate Bank (New York, NY)
- …Responsibilities include developing and enhancing compliance systems such as case management , regulatory reporting , and surveillance tools. The ideal candidate ... analysis and design of compliance technology solutions, including surveillance, case management , and regulatory reporting systems. Identify and implement process… more
- JPMorgan Chase (Brooklyn, NY)
- …capabilities, and skills** + A background in controls, compliance, operational risk management , strategy consulting, or corporate strategy preferred + ... Corporate Functions with scalable and integrated solutions that strengthen firmwide risk assessment processes and controls by aligning adjacent operating models,… more
- TD Bank (New York, NY)
- …evolving regulatory requirements and assess potential impacts * Maintain a culture of risk management and control, supported by effective processes in alignment ... interests of the organization - identify and manage risks, and escalate non-standard, high- risk activities as necessary * Conduct reporting and / or meaningful… more
- Citigroup (New York, NY)
- …Industry Knowledge, Issue Management , Laws and Regulations, Professional Standards, Risk Management , Root Cause Analysis. **Other Relevant Skills** ... for performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit...Management Reporting , Professional Judgement, Waterfall Model. **Anticipated Posting Close Date:**… more
- Rochester Regional Health (Rochester, NY)
- …Nurse License is required. + Certification in quality improvement, safety, clinical risk management or equivalent (eg, Certified Professional in Healthcare ... consistent implementation of policies across the organization. Incident Investigation and Reporting : + Facilitates entity event management processes. + Leads… more
- L. L. Bean, Inc. (Lake Grove, NY)
- …participant in health and safety by following all safety policies and procedures, reporting unsafe conditions or at- risk behaviors to leadership, and conducting ... coaching. If performance concerns exist, hands off to store management for performance management process + Contributes...and safety by following all safety policies and procedures, reporting unsafe conditions or at- risk behaviors to… more
- Aflac (New York, NY)
- …address any issues and provide strategic guidance + Assist in enhancing asset management reporting , asset level and portfolio analytics, and industry best ... Investment Job Id: 7930 About Our Company Aflac Asset Management , LLC, (dba Aflac Global Investments) is a wholly...managers and competitors and asset class expertise across the risk spectrum, with an emphasis on maintaining corporate intelligence… more
- Scotiabank (New York, NY)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... exception items noted during the review process to senior management . + Ensure that the stakeholders respond with appropriate...and validation testing efforts. + Understand how the Bank's risk appetite and risk culture should be… more
- M&T Bank (Buffalo, NY)
- …or support functions such as Treasury, Finance, Compliance, Technology, Operations, Risk Management , or Credit Administration. Effective negotiation skills, a ... that span multiple portfolios which require in-depth business and risk knowledge to properly assess associated risk ...budgets and time frames with minimal direction from audit management . + Incorporate the use of data analytics throughout… more