- SMBC (New York, NY)
- …. Prepare periodic reports and information pertaining to the account for senior management . Pro-actively escalate credit risk , operational risk , and events ... in the restructuring efforts. Incumbent is also responsible for reserves reporting and account related admin matters. **Role Objectives: Delivery** The role's… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements to existing programs to ... support a strong risk culture and comprehensive...team to ensure we have the appropriate metrics and reporting for testing activities throughout our testing cycle. +… more
- MTA (Jamaica, NY)
- …process best practices and in accordance with the COSO framework relative to risk assessment, internal controls and fraud prevention as well as marketing, training ... planning, directing, and administering the operations of the MTA Ethics, Risk , and Compliance Program. Identify and assess departmental compliance with applicable… more
- Mastercard (Harrison, NY)
- …Worldwide, provides payment-focused consulting, marketing, platforms, information, loyalty and risk management services to financial institutions, retailers, and ... and marketing programs, business Test & Learn experimentation, and data-driven information and risk management services. As part of the Insights & Enablement… more
- MUFG (New York, NY)
- …simultaneously + Knowledge of credit agreement negotiation, legal documentation, and risk management . + Ability to work independently and collaboratively ... approval process by preparing credit applications and transaction memos for senior management . + Collaborate with credit, legal, risk , and compliance teams… more
- Ultralife Corporation (Newark, NY)
- …collaborate with both in-house and external test labs, oversee product technical risk management , mentor junior engineers, and collaborate with cross-functional ... to develop test strategies to mitigate identified risks. + Prepare and maintain risk management documentation (eg, Failure Modes and Effects Analysis, Hazard… more
- M&T Bank (Buffalo, NY)
- …and controls in accordance with the Company's Risk Appetite. Identify risk -related issues needing escalation to management . + Promote an environment that ... **Overview:** Responsible for the management of a single product line or the...cost structure, as well as understand and manage product risk . Ensure product complies with legal or regulatory requirements.… more
- TD Bank (New York, NY)
- … systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management : Ensure TDS meet regulatory requirements as it related to ... surveillance data-quality issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management . + Stakeholder Engagement:… more
- Hamilton College (Clinton, NY)
- …regulations. The ideal candidate will have experience in investigations, crisis management , and threat assessment, and will contribute to the development and ... in investigating complaints of misconduct and discrimination. + Documentation and Reporting : Maintain detailed and organized investigation notes and records. Draft… more
- Citigroup (Getzville, NY)
- … Reporting , Policy and Regulation, Portfolio Analysis, Product Knowledge, Risk Management . **Other Relevant Skills** For complementary skills, please see ... activity analysis, valuation control and product P&L and balance sheet reporting . **Responsibilities:** + Apply in-depth industry knowledge towards the development… more