- KeyBank (Amherst, NY)
- …+ Consistently provide superior service directly for bank clients while maintaining risk management , compliance with bank policies and regulatory requirements, ... problems/issues and elevate appropriately; assist in resolving issues affecting client service and risk management + Work with Service Officer, consultant and RM… more
- TD Bank (New York, NY)
- …data-quality issues and help implement controls to prevent recurrence, and enhance reporting mechanisms for senior management . + Stakeholder Engagement: ... platforms, and market data feeds). + Regulatory Compliance & Risk Management : Help to ensure TDS meets...data quality issues. Support the Data Quality Director in reporting on data quality issues. The Senior … more
- American Express (New York, NY)
- …is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company ... manages risk . We are committed to growing our audit staff...for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key internal capabilities… more
- AON (New York, NY)
- …management . Standardize reporting , KPIs, MBR/QBR materials. + Support compliance, risk management and litigation initiatives as needed + Act with ... + Excellent oral and written communication skills, particularly with senior management + Experience building / leading... reporting , KPIs, MBR/QBR materials. + Support compliance, risk management and litigation initiatives as needed… more
- Scotiabank (New York, NY)
- …reporting or analytical workflows. REQUIREMENTS: Bachelor's degree or foreign equivalent in Finance, Risk Management , or a related field and five (5) years of ... Defense by managing the production of, and signing off on, daily liquidity reporting with consideration to the Bank's risk appetite, including investigating any… more
- Marex (New York, NY)
- …as require. + To escalate risk events immediately. + To provide input to risk management processes, as required. The Company may require you to carry out ... For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance… more
- TD Bank (New York, NY)
- …+ Knowledge of current and emerging competitor and market trends + Knowledge of risk management environment, standards and regulations + Ability to contribute to ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment… more
- Citigroup (New York, NY)
- …and maintain strong relationships with stakeholders at all levels, including senior management and regulatory bodies. + ** Risk Management Expertise** : ... We are seeking a highly experienced and driven Senior Governance Lead to shape and oversee the...relevant firm policies, standards, and industry best practices. + ** Risk Management ** : Proactively identify, assess, and… more
- TD Bank (New York, NY)
- …or operations improvements + Serves as a source of expert advice to senior management in field of specialty; leads team(s) of related specialists/experts ... processes that are used to generate risk measurement information used Liquidity Risk Management + Subject matter specialist who understands the movement of… more
- M&T Bank (Buffalo, NY)
- …team to execute remediation plans. + In partnership with technology and risk , develop vulnerability management policies and standards and educate technology ... reporting . + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance...mitigate risk on an ongoing basis. Identify risk -related issues needing escalation to management . +… more