- Broadridge Financial Solutions (New York, NY)
- …and delivery with a focus on efficiency and scalability. + Ensure compliance and risk management standards are met, particularly in regulated industries such as ... Marketing, and Content teams to improve workflows and ensure alignment on strategic objectives. Client Engagement and Escalation Management : + Serve as… more
- Broadridge Financial Solutions (Albany, NY)
- …ensure timely delivery of capabilities aligned with business needs. Oversees issue management and escalation protocols, using AI-based analytics and real-time ... of 15 AI-enabled onboarding tools. This role provides hands-on guidance, strategic direction, and operational support to global onboarding resources, ensuring… more
- HSBC (New York, NY)
- …supported by automation, measures and analytics + Ensure regulatory and risk management outcomes are being maintained or robustly managed. Ownership of ... the transparent prioritisation of a common backlog to drive risk reduction, simplification and wider strategic needs....trade-offs + Knowledge and exposure of the application of Risk and Control Management and associated frameworks,… more
- TD Bank (New York, NY)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment… more
- Citigroup (New York, NY)
- …and Client Tax Operations, ensuring alignment with the global compliance and risk management framework. Lead initiatives to enhance the efficiency, accuracy, ... reporting and client tax operations. Leverage technology to automate processes and minimize risk . + **Compliance and Risk Management :** Maintain a deep… more
- Wells Fargo (New York, NY)
- …modeling, including design, documentation, implementation, and its integration into CIB's strategic risk platform, Vasara **Essential duties and responsibilities ... **About this role:** The Senior Lead Securities Quantitative Analytics Specialist is an Executive Director level role within the Corporate & Investment Banking… more
- Capco, a Wipro Company (New York, NY)
- …and recommendations to provide strategic guidance and improve our clients' risk management and regulatory processes + Cultivate and manage a pipeline ... prides itself on our industry-leading expertise from strategy through implementation within risk management and regulatory advisory. Our team combines expert… more
- HSBC (New York, NY)
- …as well as the supporting functions (eg, Market Operation, Trade Surveillance, Traded Risk and Product Control). The team also covers Global Research, which provides ... Payment Solutions, facilitating global and domestic payments and providing cash management and liquidity management solutions -Global Trade Solutions,… more
- The Estee Lauder Companies (Long Island City, NY)
- …, including cybersecurity, compliance, and business continuity. **4. Governance, Compliance & Risk Management ~20%** + Ensure all procurement activities comply ... total cost of ownership and ROI. + Experience with legal contracts, compliance, and risk management . + Proficiency with procurement tools (eg, SAP Ariba,) and… more
- BMO Financial Group (New York, NY)
- …and transactions originate. + Works with stakeholders to ensure effectiveness of risk management controls, analysis and monitoring on a transactional and ... credit quality of the assigned portfolios are maintained within the Bank's risk tolerance, policies & procedures, and meet financing guidelines. Supports credit… more