- KeyBank (Amherst, NY)
- …+ Minimum 3 years of experience in data extraction, analysis, and/or reporting related to wealth management and trust risk management , monitoring, and/or ... well as trust/fiduciary related compliance, operations, and risk management strategies to support the Wealth Management and Trust Testing team with their… more
- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining ... of the Private Client Group (PCG), the firm's wealth management unit, and Asset Management...of risk information. . Ensures the business risk management practices comply with regulatory requirements… more
- KeyBank (Amherst, NY)
- …team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust risk management as well as a strong ... Qualifications** + Currently maintains relevant professional and/or industry sponsored certifications in wealth management , trust, and/or fiduciary risk … more
- Citigroup (Queens, NY)
- …with end-to-end Investments and Insurance teams. This role will report to the Head of Wealth Controls and Risk Management . **Key Accountabilities** + Lead a ... across the entire wealth spectrum. It has been created by combining the Wealth Management businesses across Citi Global Consumer Bank and Citi Private Bank.… more
- HUB International (New York, NY)
- …insurance, employee benefits, risk services, personal insurance, retirement, and private wealth management products and services. With over $5 billion in ... company. This position is supporting HUB International's Retirement & Private Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer:… more
- KeyBank (Amherst, NY)
- …or is actively pursuing relevant professional and/or industry sponsored certifications in wealth management , trust, and/or fiduciary risk management ... As part of Key's second line of defense Compliance Risk Management function, the Risk ...this role assist in the design and execution of wealth management testing and continuous monitoring to… more
- TD Bank (New York, NY)
- …solutions, market access, and execution services + Sits between traditional Retail Wealth Management and institutional trading and sales + Provides direct ... + Tailers investment vehicles to fit tax, yield, or risk needs + Works with advisors, investment strategists and...years of related experience + 7+ years of extensive wealth management , controls, processes enhancements, investment platform,… more
- Citigroup (New York, NY)
- …International Private Bank and Citi Private Bank brands _._ The Senior Wealth Management Relationship Manager is responsible for coordinating and managing ... (CFP(R)) are preferred. + 15+ years of experience in wealth management , financial planning, or related sectors....HNW and UHNW clients. + Strong analytical and portfolio management skills, including risk management … more
- Bank of America (Albany, NY)
- Wealth Management Client Associate Albany, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To ... at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Albany/ Wealth - Management -Client-Associate\_25019110) **Job Description:** Merrill Wealth Management… more
- Bank of America (New York, NY)
- …(eg, LMA, ISBL, PCL, Custom Lending & Margin) to Financial Advisors existing wealth management clients and prospects. These responsibilities are achieved by ... ensuring wealth management clients are knowledgeable of the...Clients, GWIM Custom Lending Credit Executives, GWIM Credit leadership, Risk Management and other specialist organizations to… more