- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance...structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be… more
- JPMorgan Chase (New York, NY)
- …Drive execution engagement and optimize trading interaction with the internal Central Risk Book. + Define and lead product management initiatives across the ... as bespoke solutions. + Partner with business analysts, core technology, legal/compliance, operations , and sales and trading teams to ensure product functionality is… more
- Citizens (New York, NY)
- …regulatory changes, and update policies and procedures accordingly. + Collaborate with Risk , Legal, Operations , and Technology to enhance controls and compliance ... FINRA-registered institutional broker-dealer offering comprehensive services in M&A advisory, investment banking, corporate finance, equity research, and sales and… more
- Citigroup (New York, NY)
- …for significant direct business results or authoritative advice regarding the operations of the business. Necessitates a degree of responsibility over technical ... and tracking business priorities, incorporating regulatory and compliance requirements and investment tracking + Creates a product vision aligned to business… more
- TD Bank (New York, NY)
- …working in a highly focused operation, while being part of a major global investment dealer. Confidence in our US operations systems stems from the recognition ... you more specific details for this role. **Job Description:** At TD Securities, the Investment Banking Credit function is an integral part of the full suite of… more
- Neuberger Berman (New York, NY)
- …Group LLC:** Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm ... ._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm… more
- BlackRock (New York, NY)
- …world's preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, ... work with business teams, fund lawyers, litigation, compliance, tax, risk , financial crime and operations teams regarding...law firm or the legal department of an asset manager , investment bank or other leading organization.… more
- TD Bank (New York, NY)
- …RTR) and related regulatory expectations. + Work with internal stakeholders (eg, operations , cyber risk , treasury, technology) to ensure preparedness and ... Canada and Bank of Canada, with a strong focus on cybersecurity risk , operational resilience, and regulatory alignment. The role requires deep understanding of… more
- TD Bank (New York, NY)
- …working in a highly focused operation, while being part of a major global investment dealer. Confidence in our US operations systems stems from the recognition ... + Conduct appropriate market, industry, and client research and risk analysis + Work closely with Investment ...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Mizuho Corporate Bank (New York, NY)
- …general, system infrastructure, operating system and application controls for managing risk to Mizuho's business operations .Assure the proper administration of ... Americas LLC ("BHC" or "Mizuho"), its US subsidiaries and operations , which are collectively referred to as Mizuho US... and functions audited by the Group.Assist the Group Manager with risk assessments, and off-site monitoring… more
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