- TD Bank (New York, NY)
- …activities. + Coordinate with other US and global FCRM teams, business and operations stakeholders, and risk and audit partners to ensure successful delivery ... Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates… more
- TD Bank (New York, NY)
- …matters of confidentiality; escalate issues where appropriate + Ensure business operations are in compliance with applicable internal and external requirements (eg ... + Participate in cross-functional / enterprise / initiatives helping to identify risk + Conduct internal and external research projects; support the development/… more
- TD Bank (New York, NY)
- …of US testing plan with global counterparts + Manages wholesale regulatory risk by establishing sound and effective processes addressing regulatory requirements. + ... of compliance. Foster a culture of compliance within the organization. + ** Risk Management:** Collaborate with other departments to identify and mitigate compliance… more
- Neuberger Berman (New York, NY)
- …._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm ... ensuring ongoing oversight and escalation of control matters + Partner with Compliance, Risk , Legal, Operations , and other control partners to ensure the highest… more
- TD Bank (New York, NY)
- …strategy, and end-to-end automation of finance workflows. . Partner with Finance, Risk , Operations , and Business stakeholders to ensure technology solutions meet ... Product Control, Finance, or Regulatory Reporting functions. . Strong understanding of investment banking products, risk , and finance workflows. . BS/BA degree… more
- CBRE (Albany, NY)
- …can be transferred to real estate development and construction projects. + ** Operations Manager :** Individuals with backgrounds in military operations ... They can apply their skills in overseeing maintenance, repairs, and the overall operations of commercial properties. + **Project Manager :** Military members with… more
- TD Bank (New York, NY)
- …activities, operations , products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk ... and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have… more
- Citigroup (New York, NY)
- …consistently high quality banking, credit, trust, fiduciary, capital markets and investment services to target market clients + Strengthen private banking ... with respect to business and individual banking, credit and investment products. Ensure transactions are completed within audit and...telephone, email, fax or in person + Interface with Operations and Product Areas to insure timely response to… more
- City of New York (New York, NY)
- …has committed $5 billion in new capital funding, bringing the 10-year planned investment in housing to $22 billion the largest in the city's history. This ... investment , coupled with a commitment to reduce administrative and...executive direction of the Assistant Commissioner for the Emergency Operations Division (EOD), the Director of Operations … more
- TD Bank (New York, NY)
- …in TD Securities, and manages the dealer's liquidity, funding and non-trading market risk . Within the group, US TDS Treasury team is responsible for funding and ... of treasury related initiatives with focus on non-trading market risk management (NTMR). This position will report to the...positions. The position liaises closely with the Bank's other operations in Canada, Europe, and the US to assist… more