- Coinbase (Albany, NY)
- …and training. * Coordinate closely with cross functional partners in Legal, Operations, Risk , Tax, Finance and Audit to ensure a best-in class control framework. * ... job requirements):* * 7+ years experience working in a retail broker-dealer compliance team. * Comfortable working in a...least parts of programs. * Experience with institutional and retail customers. *Nice to haves:* * Experience supporting a… more
- Coinbase (Albany, NY)
- …environment * A commitment to building a robust platform with reliability, scale, and risk mitigation at its core * Ability to bridge complex brokerage systems and ... requirements with simple, intuitive user-facing products * Demonstrated passion for retail investing, financial markets, and the Coinbase mission *Nice to haves:*… more
- NBT Bank (Vestal, NY)
- …Skills and Abilities: + Understanding/knowledge of business development in a retail environment; ability to identify new leads and distribution methods; ability ... institution by growing our people and our business, evolving our processes and managing risk . We've weathered the market's ups and downs for over 165 years, all… more
- The Estee Lauder Companies (New York, NY)
- …update and impact analyses based on various rate scenarios * Perform Market and Retail Sales trend and risk analysis Strategic Analysis * Prepare and analyze ... our comprehensive monthly reporting and presentation decks, adding actionable insights, key drivers and trends to the materials, which summarize key takeaways for Senior Management * Assist in the identification, development, and adoption of strategic ad hoc… more
- Coinbase (Albany, NY)
- …including transaction monitoring, sanctions and various screening systems, customer risk scoring, and other compliance solutions ensuring compliance with various ... a tangible roadmap every quarter. * Collaborate and integrate services with Retail and Institutional product teams to drive customer benefits while maintaining a… more
- Synchrony (New York, NY)
- …**Role Summary/Purpose:** The VP, Model Validation is within Synchrony Model Risk Management function and responsible for leading a model validation team ... regulatory guidelines (SR 11-7), as we well as Model Risk Management policies, standards, and procedures. **_Our Way of...development / model validation experience in a US large retail bank (~$100Bn+) OR Bachelor's Degree and 15+ years'… more
- Monro Muffler/Brake (Fairport, NY)
- …job duties. Other job duties and responsibilities may also be assigned by the incumbent's Lead Risk Manager , Liability Risk Manager , and/or VP of Risk ... or equivalent; Associates degree preferred in business, finance, human resources, risk management, communications, or criminal justice. + Retail experience;… more
- Wells Fargo (Yorktown Heights, NY)
- …actively participate in the sales development process + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Ability ... opportunities for offering a full range of Wells Fargo retail banking deposit and credit products and services, based...and connect customer with the appropriate partner or relationship manager to meet their needs + Partner with financial… more
- BMO Financial Group (New York, NY)
- …and funding management framework to optimize risks and maximize risk -adjusted profitability. Provides expertise for the measurement, analysis, and oversight ... business strategies and in-depth product, market, and regulatory knowledge across all retail , commercial, and trading products. Advises on liquidity and funding … more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...recommendation or sale of non-deposit investment products (NDIP) to retail bank customers is preferred.** + **Experience in leading… more