- Bank of America (New York, NY)
- …(GRM) leads bank-wide initiatives for management of all aspects of risk , including strategic, market , credit, compliance, liquidity, operational, model ... data users to define the use of data within risk systems. Recommend remediation of control gaps and implements...systems. Recommend remediation of control gaps and implements effective risk controls of our data processes and systems. Participate… more
- SMBC (New York, NY)
- …expert knowledge of non-bank loan originator capital structure, funding and liquidity risk , profitability drivers, market landscape, and an understanding of ... including fintech companies (including capital structure, funding and liquidity risk , profitability drivers, market landscape, and regulatory requirements).… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... and financial planning + Meet or exceed annual business development objectives for the market + Act as key participant in large scale planning for Fiduciary Advisory… more
- Wells Fargo (Hempstead, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... process + Stay informed of mortgage industry trends and developments in the assigned market ; develop and maintain a high degree of visibility for Wells Fargo Home… more
- MUFG (New York, NY)
- …Work on reporting and developing data quality rules with different functions like Risk ( Market and Credit), Finance and Regulatory Reporting, Static and ... and other meetings + Work closely with business unit risk manager across the lifecycle of the Issue Management...risks in RCSAs across the broker dealer entity (adhoc risk / controls reviews, group self-assessments, and controls testing)… more
- TD Bank (New York, NY)
- …required + 10+ years of relevant experience + Liquidity or Non-Trading Market Risk (NTMR) experience **Customer Accountabilities:** + Develops, communicates and ... and diverse audit team for an area of significant risk , complexity or scope + People Manager role that...and plans audit engagement work activities to ensure adequate risk coverage which may require alignment across multiple areas… more
- JPMorgan Chase (New York, NY)
- …Manage control-related activities and partner effectively with colleagues. + Advise on operational risk associated with market making, structuring and risk ... the Oversight and Control Office. Our team focuses on Risk Identification & Assessment, Control Design & Evaluation, Issue...& FIF trading business, working with a team of risk and control experts. As a Rates & FIF… more
- TD Bank (New York, NY)
- …an expert within a major risk category (eg Operational, Credit, Reputational and/or Market Risk etc.) + Works with specific regulators and supports units to ... well as with our debt capital markets, equity capital markets, syndication and risk management teams. In addition Vice Presidents mentor junior professionals who are… more
- Wells Fargo (Commack, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... or military recruiting + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Motivate others to achieve full potential… more
- Santander US (New York, NY)
- …regions, especially the connection with our trading desk in Chile + Monitor and manage market risk + Collaborate with sales and strategy team to provide ... candidate will be responsible for pricing, executing, and managing risk in Andean FX Markets ( CLP, COP, PEN)...market color and trade idea generation + Ensure compliance… more