- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as… more
- Bank of America (New York, NY)
- …a product aligned to a Line of Business (LOB) using knowledge of financial products, market risk profiles, and risk mitigation techniques and strategies + ... GBAM CFO organization. The GFX & LCT trading desk provides clients with market -making services in foreign exchange ("FX") spot, swaps, forwards and options in G10… more
- BMO Financial Group (New York, NY)
- …Markets + I&CB + Commercial Banking + Global Markets Engineering + Trade Floor Supervision + Market Risk + Credit Risk + Client Onboarding + Legal & ... join our Energy Origination group in North America. The broad mandate to grow market share in Commodities will require the candidate to utilize knowledge of physical… more
- TD Bank (New York, NY)
- …requirements and project objectives. Major stakeholders include: + Trading Business Management (TBM), Market Risk and Model Development (PnL, Risk , VaR), ... Market Risk Control, Operations/Data Services, Finance, Front Office, Technology and Compliance. + Provides leadership to technology and business partners to turn requirements into delivery with analyses and recommendations for solutions that meet… more
- TD Bank (New York, NY)
- …framework + Assist in the onboarding of new automated trading activities + Assist in risk assessment and market abuse risk assessments for approvals + Assist ... in the investigation of e-trading related Operational Risk Events + Work with you Supervisors on a...a day-to-day basis to analyze key metrics/trends and review market /business conduct escalations; follow up on any action items… more
- Mizuho Corporate Bank (New York, NY)
- …to detail, and mentor junior developers. Financial services experience required, ideally in Market Risk , Counterparty Credit Risk , or Liquidity Risk ... Proven SDLC rigor and CI/CD (GitHub Actions/Azure DevOps/Jenkins). + Finance/ risk systems depth in at least one: Market...Finance/ risk systems depth in at least one: Market , CCR, or Liquidity. Nice to Have: + Basel… more
- SMBC (New York, NY)
- …systems focused on evaluating finance operations such as trading and investment, credit, market risk and deal underwriting. Determine appropriate models to apply ... systems focused on evaluating finance operations such as trading and investment, credit, market risk and deal underwriting. Determine appropriate models to apply… more
- Citigroup (New York, NY)
- …Support scoping, design, and implementation of the trade monitoring to provide risk -based coverage of market abuse/manipulation and rogue trading behaviours ... Defence and focuses on monitoring trading activity for potential market abuse. The opportunity is within the Global Markets...abuse. The opportunity is within the Global Markets Non-Financial Risk group and more specifically within Conduct Risk… more
- Bank of America (New York, NY)
- …related to the sales practice conduct + Partners with FAs, CAs, and other market personnel to manage risk of business growth initiatives, ensuring alignment with ... Merrill Market Supervision Manager New York, New York **To...business practices in ways that minimize regulatory and financial risk as well as uphold the Firms' reputation. Additionally,… more
- Truist (New York, NY)
- …get reverse inquiry for issuing clients. 4. Have a collaborative approach towards other Market / Risk teammates in order to best leverage our platform. 5. Support ... bonds. **Essential Duties and Responsibilities** 1. Provide insights and market color from strategic accounts to help trading desk...the risk management needs of the trading desk through active… more