- Citigroup (Queens, NY)
- …+ Performs other duties and functions as assigned by the Chief Investment Officer (CIO), including reporting requirements on Risk , Compliance, Finance and Audit ... used to monitor and analyze the investment, operation and risk composition of the US Pension and 401(k) plans...are not part of investment letter + Appropriately assess risk when business decisions are made, demonstrating particular consideration… more
- Human Technologies Corporation (Utica, NY)
- …employees at all levels accountable. * Conduct detailed and comprehensive risk assessments. Define, design and implement policies, processes and educational programs ... aimed at reducing organizational and operational risk . * Participate in leadership level meetings. Establish Key...Perform the duties of our Site Safety and Health Officer and create and maintain Accident Prevention Plans and… more
- Mastercard (Harrison, NY)
- …greatest potential._ **Title and Summary** CFO, Commercial Overview: This Chief Financial Officer (CFO) Commercial reports to the CFO, Commercial and New Payment ... maintenance of cost-effective controls to promote data integrity and minimize risk (financial, operational, legal, regulatory, etc.) All About You: Leadership… more
- Capital One (New York, NY)
- …ensure that their teams have the tools they need to advise clients, manage risk , and execute on trades and transactions in a well-managed and compliant manner. ... Reporting to Chief Product Officer of the Commercial Bank and sitting on the...understanding of our client, capital markets operations, and sound risk management practices. + Work closely with our product… more
- Hillside Family of Agencies (Rochester, NY)
- …agreements align with legal, financial, and operational standards, while minimizing risk to the organization. This role manages relationships with various Strategic ... etc.) in partnership with the Executive Directors, Vice Presidents, Chief Operating Officer and Legal Advisor. Essential Job functions + Lead the development,… more
- American Express (New York, NY)
- …unit. This role will lead an organization of line of business compliance officer teams across American Express' Global Shared Services. As the leader of this ... Compliance verticals, the successful candidate will lead Compliance Risk Management oversight for all sub-units and portfolios within...and controls are put in place to mitigate compliance risk . + Represent Compliance as a member of the… more
- Chemung Canal Trust Company (Elmira, NY)
- …with various consumer compliance laws and regulations. + Conducts annual risk assessments, incorporating legal/regulatory exposure, operational risk , frequency ... Complaint Policy. + Works with Fair & Responsible Banking Officer on CRA and Fair Lending reviews as assigned....+ Associates' Degree or certification in the compliance or risk management field (CCBCO, etc.). + Two or more… more
- Citigroup (New York, NY)
- …(Know Your Client) policies. Track all identified issues and work with Business Risk , Compliance, Operations, and Technology to actively identify new KYC policy gaps ... both gap and root-cause analysis (RCA) exercises between Legal, Compliance, Operations, Technology, Risk , and the Line of Business, and create action plans to push… more
- TD Bank (New York, NY)
- …of the organization - identify and manage risks, and escalate non-standard, high- risk activities as necessary * Conduct reporting and / or meaningful analysis ... and assess potential impacts * Maintain a culture of risk management and control, supported by effective processes in...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- NBC Universal (New York, NY)
- …a collaborative mindset. This position reports to the SVP, Chief Compliance Officer . Responsibilities: + Provide practical legal and regulatory advice to internal ... ongoing management of core global compliance program elements, including risk assessments, policies, training, monitoring, metrics, and investigations oversight. +… more