- TD Bank (Charlotte, NC)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance...is responsible for providing independent quality assurance of compliance risk through the execution of reviews. These reviews assess… more
- Bank of America (Charlotte, NC)
- …databases to source testing data, and collaborating with Compliance and Operational Risk officers and/or Front Line Unit (FLU) process owners to design sampling ... team in support of coverage needs identified by Compliance and Operational Risk officers and/or Front Line Unit process owners, inclusive of transactional,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer for the Risk and Regulatory Change Management (RRCM) Operations role as part of Corporate ... that Wells Fargo's regulatory changes are implemented by supporting the CRCM's operations including support of RRCM product platform. **In this role, you will:**… more
- Truist (Charlotte, NC)
- …Financial Services industry 4. Master's degree in related discipline 5. Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent advanced ... risk related management, including but limited to audit, operations , process engineering or risk management 3. Professional communications… more
- TD Bank (Charlotte, NC)
- …more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** **Department Overview** : Roles in the second line ... of defense Financial Crime Risk Management Testing team (FCRM) are responsible for maintaining...procedures, methodologies, and applicable regulatory requirements + Understands the operations of the business unit / area being tested… more
- Wells Fargo (Charlotte, NC)
- …our Commercial Banking businesses where they will gain exposure to Wells Fargo's operations , business strategies, and culture. During the summer, we focus on your ... business efforts that drive client outcomes. + Receive direction from a manager and exercise independent judgment while developing knowledgeof compliance and risk… more
- University of North Carolina- Chapel Hill (Chapel Hill, NC)
- …development, inter-institutional partnership arrangements and coordination with both the Institute's operations manager and the University's Office of Sponsored ... and attract funding for research in its Institute for Risk Management and Insurance Innovation ( IRMII ). This...in developing computational models that characterize and manage financial risk across a wide range of contexts, from flooding… more
- Wells Fargo (Charlotte, NC)
- …some independent judgment while developing understanding of the process, policies and risk controls + Collaborate and consult with peers, colleagues and managers to ... are being followed for endpoint support of PACT applications (Lenel, Traka Web, Morpho Manager , and Parabit). + Ensure SLAs are being met for endpoint support. +… more
- Wells Fargo (Charlotte, NC)
- …program that provides participants with an introduction of Wells Fargo operations , business strategies, and corporate culture with relevant work assignments. ... as an independent assurance function that evaluates the effectiveness of risk management, control, and governance processes. The internship experience includes… more
- Duke Energy (Charlotte, NC)
- …effectively at all levels to drive results. A strong foundation in business operations , legal frameworks, and risk assessment is essential to lead total ... sourcing strategies with key business partners for complex/high value/ high risk equipment, materials, and/or services, which maximize value to Duke Energy,… more