- Capgemini (New York, NY)
- …ethically responsible **Your role** + Minimum 3 years of experience in compliance, risk management, auditing, legal, or consulting, with a focus on AI, data privacy, ... and service asset catalogues. + Expertise in compliance program management, risk assessment methodologies, and internal control frameworks. + Ability to identify… more
- TD Bank (New York, NY)
- …making oral presentations. The successful candidate will support a Senior Research Analyst in analyzing individual biotech companies and market trends; composing ... through sound and well-informed decisions; develop and maintain contacts with market participants + Demonstrates governance, control, and risk management… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... will:** Primary responsibilities include conducting the fundamental equity research process for the purpose of providing differentiated industry and stock-specific… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... wealth planning both internally and externally + Adhere to all planning and risk protocols and procedures **Required Qualifications:** + 7+ years of Wealth Planning… more
- TD Bank (New York, NY)
- …framework + Assist in the onboarding of new automated trading activities + Assist in risk assessment and market abuse risk assessments for approvals + Assist ... in the investigation of e-trading related Operational Risk Events + Work with you Supervisors on a...a day-to-day basis to analyze key metrics/trends and review market /business conduct escalations; follow up on any action items… more
- BlackRock (New York, NY)
- …in capital markets instruments experience including equities, fixed income and alternatives; market risk experience including volatility, tail risk , and ... (4) years of experience in the job offered or as an Associate, Research Analyst , Business Analyst or related. Alternate Requirements: Bachelor's Degree in in… more
- SMBC (New York, NY)
- …maintaining excellent communication with all key stakeholders throughout the underwriting process . Additionally, this role will assist with the implementation of the ... and flow of incoming lease requests, and provide appropriate credit risk analysis for ongoing portfolio management related items. Remote applicants considered.… more
- JPMorgan Chase (New York, NY)
- …120 offices in 11 countries. **Role Summary** As an Equity Quantitative Investment Analyst / VP, you will join a growing and innovative Equity Portfolio Management ... closely with fundamental analysts and portfolio managers, monitor the trade process , and contribute quantitative investment and portfolio construction ideas for… more
- S&P Global (New York, NY)
- …landscape that directly influences our clients' success and the overall market . By building trust with stakeholders, managing expectations transparently, and ... dynamic, fast-paced environment. + Exposure to key decision-makers and market leaders within the financial services sector. + The...candidates who reach the final stage of our interview process to attend at least one in-person interview, which… more
- City of New York (New York, NY)
- …of operational risk within the Agency and the coordination of the risk assessment process to ensure the integrity, efficiency, and regulatory compliance of ... Description APPLICANTS MUST BE PERMANENT IN THE ASSOCIATE STAFF ANALYST CIVIL SERVICE TITLE OR BE PERMANENT IN A...Within OAS, the External Audit Facilitation Team (EAFT) provides risk assessment and an independent appraisal of HRA's functions.… more