- Penguin Random House (New York, NY)
- …IS Manager will be focused on evaluating technology controls, supporting risk assessments, leading audit coordination, and executing control activities related to ... The ideal candidate will have the mindset of a Risk Manager and the organizational skills of a Project...business areas. + Develop and execute an internal audit program that aligns with internal Information Security requirements, external… more
- TD Bank (New York, NY)
- …+ Develops and enhances a scalable compliance program with effective program elements that mitigate areas of compliance risk and establish sustainable ... diverse and talented team of compliance professionals providing independent compliance risk oversight and in partnership with colleagues leading key enterprise-wide… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... operations and in the design of a future-focused compliance program . This not just about implementing a new ...structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be… more
- TD Bank (New York, NY)
- …Director will primarily focus on the management of the firms compliance program supporting all corporate investment banking Functions including M&A, Debt and Equity ... regulatory requirements and assisting business units to manage their regulatory risk . **Responsibilities:** + Directs day-to-day activities of the Investment Banking… more
- AON (New York, NY)
- …succeed. What the day will look like + Thorough analysis of current risk transfer programs to include coverage and cost analysis and a graphical representation ... of the program . + Insurance program structure planning and...Account Executives. May include some travel. + Finalize all risk transfer quotes and complete a thorough comparison of… more
- Coinbase (Albany, NY)
- …is to objectively evaluate and audit the effectiveness of governance, compliance, risk management, and control process. The in-house Coinbase Internal Audit team is ... responsible for strategic analysis, risk assessments, development of the audit plan, project management,...be doing (ie. job duties):* * *SOX & SOC Program Leadership (Third Line of Defense):* As a key… more
- DePaul (Rochester, NY)
- …and Claims Manager to manage the organization's insurance procurement and claims program . This includes managing the reporting, processing, and adjustment of claims ... relating to our All- Risk Property and Business Interruption, Builder's Risk ,...to develop processes and procedures for assisting the insurance program , including checklists, forms, and assistance with staff training.… more
- Santander US (New York, NY)
- …and designing security solutions and works with technicians throughout the program in implementing, maintaining and constantly improving the information security ... managing and maintaining our efforts in the areas of Information Security, Governance, Risk and Compliance. This individual will be a key member assessing and… more
- Citigroup (New York, NY)
- …Credible Challenge, Laws and Regulations, Management Reporting, Policy and Procedure, Program Management, Referral and Escalation, Risk Controls and Monitors, ... Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales...teams, in order to partner to develop and apply program solutions that meet function/business/product and customer needs in… more
- TD Bank (New York, NY)
- …Operations team partners with the front office and other groups globally to mitigate risk and deliver world class service to our global client base. They provide ... to create efficiency, improve client service levels and reduce operational risk . If you are industrious, collaborative, innovative, and enjoy visionary thinking,… more