- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... operations and in the design of a future-focused compliance program . This not just about implementing a new ...is responsible for providing independent quality assurance of compliance risk through the execution of reviews. These reviews assess… more
- Mizuho Corporate Bank (New York, NY)
- …appropriate configuration settings and thresholds values while consideration AML and OFAC Risk Assessments. + Execute a periodic Transaction Monitoring (TM) Risk ... and aligned with current risks. + Conduct annual assessment on customer risk rating model inputs and thresholds, ensuring that the models accurately reflect… more
- TD Bank (New York, NY)
- …compliance by developing and maintaining a comprehensive Trade Surveillance program , including identifying emerging risks, regulatory developments related to ... quality assurance of alert disposition, reporting on the state of Surveillance program to the Board, senior management, and regulators, as needed, and effective… more
- City of New York (New York, NY)
- …of serious mental illness, difficulty engaging in rehabilitation, and who present high risk to themselves or the community. The program enables these individuals ... the management and oversight of the Assisted Outpatient Treatment Program in New York City. The New York State...are understood and adhered to by staff and community program providers. - Provide regular reports on program… more
- St Joseph's Addiction Treatment & Recovery Centers (Saranac Lake, NY)
- …initial and ongoing assessments, including vital signs, symptom review, and risk evaluation. + Monitor client responses to interventions and medications; escalate ... concerns and adjust care plans as needed in coordination with providers and multidisciplinary team. + Safely administer and document medications. + Educate clients and families about medication use, side effects and adherence strategies. + Address client… more
- Travelers Insurance Company (New York, NY)
- …of employment. As part of our comprehensive compensation and benefits program , employees are also eligible for performance-based cash incentive awards. **Salary ... role that blends evaluating and analyzing financial and business risk , building relationships, and selling and negotiating with clients,...you can enroll in the Paying it Forward Savings Program . When you make a payment toward your student… more
- Capital One (New York, NY)
- …Compliance Advisor to develop and lead a newly created "Know Your Partner" ("KYP") Program focused on Network Participant AML risk . This newly created role is ... opportunity to shape the foundation and strategic development of a critical risk management function. The successful candidate will establish a network participant… more
- NBT Bank (Norwich, NY)
- …initiatives with a focus on strategic legal matters including Third-Party Risk Management (TPRM), Information Technology (IT), Cybersecurity, and Mergers & ... role is critical to ensuring legal and regulatory compliance, mitigating risk , and enabling innovation across the institution's operations. The successful candidate… more
- CIBC (New York, NY)
- …closing, producing consistent deal underwriting materials and analyzing and mitigating risk for credit opportunities that are being recommended for approval. The ... ability to lead credit underwriting process, provide experienced judgement on risk factors and structuring recommendations. Prepare analysis, materials and memos for… more
- Citigroup (Getzville, NY)
- …Individuals in this role may cover a broad range of in-business/function risk and control responsibilities rather than focusing on one specific role. ... Help drive and manage controls enhancements focused on increasing efficiency and reducing risk . + Assist in the execution of Enterprise Risk Management Framework… more