- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...activities of Wealth Banking.** **In this position, the Compliance Specialist will be supporting the Wealth Banking, TD Wealth… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...to the Senior Manager, contributing to the team's roadmap, quality assurance efforts, and alignment with regulatory expectations.** +… more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have ... in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and … more
- Wells Fargo (New York, NY)
- …Office Equities Quant - Executive Director (Senior Lead Securities Quantitative Analytics Specialist ) in Corporate & Investment Banking as part of Global Markets. ... will enhance our ability to partner and deliver excellent quality and service to our trading and sales partners...developing and implementing quantitative models and tools for **Equities** risk management, trading, and pricing with focus on areas… more
- The Institute for Family Health (Bronx, NY)
- …to review site quality metrics, track aggregate data and identify at risk patients to target for intervention + Collaborates with other team members in planning ... Health Care Description SUMMARY: The Certified Diabetes Care and Education Specialist , in collaboration with the multidisciplinary team and in accordance with… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders… more
- KeyBank (Buffalo, NY)
- …risk management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist ), CTFA (Certified Trust and Fiduciary Advisor), or similar). + ... Ohio 44144-2302 **Job Description** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program… more
- KeyBank (NY)
- …Qualifications** + Professional certifications such as CFIRS (Certified Fiduciary & Investment Risk Specialist ), CTFA (Certified Trust and Fiduciary Advisor), or ... KeyBank's Wealth and Fiduciary business lines. Operating within the broader Compliance Risk Management organization, this role plays a key part in ensuring… more
- CUNY (Queens, NY)
- …oversight, planning, work management, coordination, analysis, functional design, and quality assurance associated with the assessment and implementation of ... phases of the IT project lifecycle, where appropriate, an IT Project Specialist applies their experience with specific and/or emerging technologies and non-standard… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...of the Compliance program + Represents CGO as a specialist on internal or external committees as well as… more