- BlackRock (New York, NY)
- …engaging with company boards and executive leadership to understand the drivers of risk and financial value creation in companies' business models. Our sole focus ... Investment Stewardship (BIS) Professional will be one of the lead proxy voting analysts covering certain companies in the...sector. They will provide support on portfolio company analysis, engagement , and voting. The intention is for the person… more
- Parsons Corporation (New York, NY)
- …management. + Oversee grants administration, Buy America compliance, and community engagement activities. Project Controls & Reporting + Lead implementation ... ensuring successful package delivery and adherence to all technical, regulatory , and contractual requirements. **Key Responsibilities** Project Leadership &… more
- City of New York (New York, NY)
- …maintaining the confidentiality and integrity of sensitive probation data. - Lead risk assessments, vulnerability management, and incident response strategies, ... applications are secure, highly available, and performant, meeting both operational and regulatory requirements. - Lead efforts to modernize DOP's technology… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …and all affiliates are inspection ready, oversee clinical trial and submission support, lead the R&D audit program, engage with regulatory authorities, and ... execution, and follow-up of internal and external audits to ensure compliance with regulatory requirements. + ** Regulatory Authority Engagement :** Act as the… more
- US Bank (New York, NY)
- …Services, Corporate and Commercial Banking, Payment Services) as well as Risk and Corporate Support Functions but not limited to, Infrastructure, Technology ... reviews focused on cloud, data, and emerging technologies. **Primary Responsibilities** - Lead complex audit projects that are horizontal in nature and supervise… more
- Santander US (Queens, NY)
- …new clients through internal and outbound interactions such as: networking, referrals, lead calling, portfolio management and community engagement . + Responsible ... Santander, where you are supported by a culture of engagement and a commitment to your success. An exciting...or through digital channels. + Ensure compliance with all regulatory requirements and internal policies related to risk… more
- Citigroup (New York, NY)
- …Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. + ... of tailored solutions to meet specific client needs. **4. Operational Excellence & Risk Management** + Oversee the operational efficiency and accuracy of DR services… more
- TD Bank (New York, NY)
- …audit projects/initiatives as a representative for area of specialization. Support the audit engagement and risk assessment process to identify key risks and ... Auditor participates in some aspects of planning of audits and may lead less complex audits/projects. They independently assess control design and operating… more
- TD Bank (New York, NY)
- …sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Ensure TDS meet regulatory ... **Job Description:** TD Securities Compliance team is seeking a Director-level candidate to lead the Surveillance Data Quality Team. This is a global role, the… more
- SMBC (New York, NY)
- …its employees. **Role Description** The Head of Compliance Culture will oversee and lead the firm's Culture of Compliance program. This role includes the critical ... will ensure alignment with the firm's cultural expectations. **Role Objectives** + Lead the development and execution of the centralized culture of compliance… more