- Raymond James Financial, Inc. (St. Petersburg, FL)
- …stakeholders to ensure content remains current, relevant and aligned with regulatory expectations and company values. + Manages version control, documentation and ... organization. + Routinely interacts with senior leaders within Compliance, Risk , AML and across the firm. + May represent...+ Prepares and delivers written and oral presentations to management and other stakeholders. + Performs other duties and… more
- TD Bank (Jacksonville, FL)
- …resolution of escalated non-standard, high- risk issues + Works closely with executive management team to support the development of business plans, ensuring ... of business and all relevant stakeholders + Works with executive team, senior business management / partners to...direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code… more
- TD Bank (Fort Lauderdale, FL)
- …trends, including regulatory expectations and standards for effective compliance management systems** + **Knowledge and experience with risk management ... mission to build a more resilient and scalable compliance risk management function. As part of our...setting new industry standards. **U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams… more
- Citigroup (Tampa, FL)
- …diverse background. The work will vary across engagements but generally will range from regulatory compliance to risk management , to the integration of ... * Maintain alignment to the approved engagement strategy. * Execute active risk management with complete impact assessments and actionable mitigation plans.… more
- Bank of America (Jacksonville, FL)
- …Technology (CST), Third Party management , Global Compliance and Operations Risk (CGOR), internal audit, and regulatory agencies. + Influence technology ... Access risk when business and technology decisions are made, demonstrating risk management mindset and practices to safeguard BAC's reputation, its clients,… more
- Citigroup (Jacksonville, FL)
- …these standards **Qualifications** : + 10+ years of experience in operational risk management , compliance, audit, or other control-related functions in the ... Issue Management , Management Reporting, Policy and Procedure, Risk Management , Root Cause Analysis. **Other Relevant Skills** For complementary… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Company. + In-depth knowledge of regulatory requirements and best practices in risk management . + Stress testing frameworks across multiple risk ... all aspects of stress testing. + Prepares appropriate RJF Risk Committee, Executive Committee, and regulatory...of the organization (1st, 2nd, and 3rd lines of risk management ) in a collegiate yet respectful… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …for effectiveness in achieving specified results. Maintains extensive contact with executive management to lead others in identifying, researching, analyzing ... and financial audits for Raymond James Internal Audit's Wealth Management Team. Manages the work of other auditors to...of other auditors to conduct operational audits and develop risk profiles in a variety of functional areas. Leads… more
- TD Bank (Jacksonville, FL)
- …specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** **Department Overview:** Sanctions Advisory Managers ... and assesses potential impacts + Maintains a culture of risk management and control, supported by effective...expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy… more
- MUFG (Tampa, FL)
- …S3, RDS, Lambda, etc.) a plus. + 2-3 years' experience working with risk management frameworks (preferably with a financial institution) + Experience working ... recruitment team will provide more details. **Job Summary:** The Technology Program Management position is required to drive the completion and sustainability of the… more