- TD Bank (New York, NY)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... **Desired Skills & Experience:** **Minimum of 8 years of experience in Compliance, Risk Management , Audit, or a related compliance role.** **Strong executive… more
- American Express (New York, NY)
- …optimization of third-party partners, third-party risk management , SLA management , and fees optimization. + Regulatory and payment scheme expertise. ... performance of the partners. Identify opportunities to improve operational efficiency. + Risk management and compliance: Ensure the participants in the payments… more
- Bank of America (New York, NY)
- …Develop and drive enforcement of standards for robust data governance. + Prepare executive / management level reporting and other regulatory updates. + Produce ... Responsible for keeping line of sight into any data risk and related issues impacting the FLU/CF, in accordance...different levels of the enterprise and external stakeholders. + Executive / management level reporting and regulatory … more
- Bank of America (New York, NY)
- …Program **Skills:** + Decision Making + Influence + Negotiation + Problem Solving + Risk Management + Adaptability + Business Acumen + Collaboration + Oral ... profitability by influencing Financial Advisors (FA) business practices in ways that minimize regulatory and financial risk as well as uphold the Firms'… more
- Scotiabank (New York, NY)
- …meaningful, robust business commentary for various recurring Management and Executive Committees, Board meetings, and regulatory forums + Regulatory ... Director, Equities Product Management **Requisition ID:** 232245 **Salary Range:** 300,000.00 -...driving consistency across businesses + Understanding how the Bank's risk appetite and culture should be considered in day-to-day… more
- Scotiabank (New York, NY)
- …professional with a strong background in information security, risk management , cybersecurity/technology risk , audit, regulatory compliance, and ... provides a full range of investment banking, credit and risk management products and services relevant to...to the overall success of the US IS&C's governance, regulatory compliance, and risk program. This role… more
- Raymond James Financial, Inc. (New York, NY)
- …Company. + In-depth knowledge of regulatory requirements and best practices in risk management . + Stress testing frameworks across multiple risk ... all aspects of stress testing. + Prepares appropriate RJF Risk Committee, Executive Committee, and regulatory...of the organization (1st, 2nd, and 3rd lines of risk management ) in a collegiate yet respectful… more
- City National Bank (New York, NY)
- … requirements to business processes. * Report on key or elevated risks to Executive Management , Committees, or the Board of Directors * Work collaboratively with ... . Additionally, the role will be responsible for maintaining regulatory change management , policies and procedures, training.... management environment * Minimum 10 years of management experience in compliance, risk management… more
- TD Bank (New York, NY)
- …and assess whether the Business is adhering to internal ( risk management , oversight function and audit) and regulatory requirements, requests, and ... activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements,...and simpler. + Instill an attitude of critical thinking, risk management and understanding the needs of… more
- TD Bank (New York, NY)
- … regulatory requirements and assisting business units to manage their regulatory risk . **Responsibilities:** + Directs day-to-day activities of the Investment ... Compliance team in a manner consistent with the Bank's risk culture and the relevant risk appetite...enterprise wide impact or accountability. + Position deals with senior/ executive management . + Key contact for business… more