- City National Bank (New York, NY)
- …with support units such as business management, underwriting, back and middle office operations, credit administration, risk , legal, and compliance. * Leadership ... opportunities that increase revenues and relationship profitability, while mitigating risk for clients and delivering an excellent overall client experience.… more
- Citigroup (Getzville, NY)
- …and regulator expectations with applied experience executing, overseeing, or assessing risk and control processes and regulatory engagement. The successful candidate ... and managing BAU Reporting Exceptions across various reporting jurisdictions. Drives remediation of exceptions and data quality enhancements in ensuring accurate,… more
- American Express (New York, NY)
- …lead the team responsible for the day-to-day compliance with the Enterprise Data Risk Management Policy within their domains/business units. You and your team are ... classifying data, supporting data sourcing / usage requests, evaluating Data Risk Controls, and confirming Data Incidents are remediated. You will partner… more
- American Express (New York, NY)
- …issue management. The successful candidate will proactively manage an effective compliance risk management oversight program for the US Consumer deposits ... monitoring to implement effective processes. + Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory Change Management… more
- TD Bank (New York, NY)
- …Control Room Head and the GCR Portfolio Management Head with implementing a program focused on the initiatives below: + **Global Control Room Portfolio Management** ... / governance committees room; track and report on the status of remediation and modernization initiatives across the various GCR portfolios; and enhance and… more
- TD Bank (New York, NY)
- …approvals and physical control of assets) + Leads/facilitates and/or implements action/ remediation plans to address performance/ risk /governance issues + Actively ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...operations and in the design of a future-focused compliance program . This not just about implementing a new … more
- Wells Fargo (New York, NY)
- …fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis ... Corporate & Investment Bank Technology (CCIBT) engineering and transformation office . Learn more about the career areas and lines...the business unit's risk appetite and all risk and compliance program requirements. **Applicants with… more
- Wells Fargo (New York, NY)
- …fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis ... is pivotal to the success of strategic initiatives Front Office Sales and Trading applications, and is designed for...the business unit's risk appetite and all risk and compliance program requirements. **Applicants with… more
- Wells Fargo (New York, NY)
- …or MongoDB **Desired:** + Knowledge and understanding of financial industry front office trading and risk management. + Knowledge and understanding of ... and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk ...the business unit's risk appetite and all risk and compliance program requirements. **Applicants with… more
- Citigroup (Getzville, NY)
- …mitigate risks. + Requires an ability to provide challenge and make recommendation for risk and controls remediation . + Expert knowledge in the development and ... Communication, Constructive Debate, Controls Lifecycle, Issue Management, Process Design, Program Management, Risk Management, Stakeholder Management. **Other… more
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