- American Express (New York, NY)
- …is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company ... manages risk . We are committed to growing our audit staff...with effective strategies and collaboration; support the regulatory response, remediation , and implementation of changes related to regulatory issues… more
- TD Bank (New York, NY)
- …Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a ... (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance, and Risk functions. Through due diligence, and with a strong sense of integrity,… more
- TD Bank (New York, NY)
- …effectively managed + Oversees or leads the facilitation and/or implementation of action / remediation plans to address performance / risk / governance issues + ... + Oversee and lead a team of Pod Product owners for an area of risk , complexity or scope while growing talent, developing skills and capabilities to achieve career… more
- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Design and implement a robust regulatory inquiries ... program that includes: + leading response to regulatory inquiries...content + Act as a Compliance lead in relevant remediation projects, which will include: + conducting gap assessments… more
- TD Bank (New York, NY)
- …as necessary + Identifies/recommends/supports the facilitation and/or implementation of action/ remediation plans to address performance/ risk /governance issues + ... work - Continuous + Performing multiple tasks - Continuous + Operating standard office equipment - Continuous + Responding quickly to sounds - Occasional + Sitting… more
- American Express (New York, NY)
- …required disclosures. + Reviewing and providing effective challenge of Compliance Issues, Risk Events, and customer remediation for timely closure of gaps ... Testing team, Control Management, Internal Audit, Financial Crimes Compliance, and Privacy Office . + Evaluating third-party compliance risk of vendors contracted… more
- TD Bank (New York, NY)
- …improvements where opportunities exist + Leads / facilitates and/or implements actions / remediation plans to address performance / risk /governance issues + ... and plans for platforms and projects on high profile, complex and high- risk initiatives with significant impact to the organization. Overall accountability on test… more
- Wells Fargo (New York, NY)
- …fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis ... high level of proficiency in modeling + Advanced Microsoft Office (Word, Excel, Outlook and PowerPoint) skills + Strong...the business unit's risk appetite and all risk and compliance program requirements. **Applicants with… more
- TD Bank (New York, NY)
- …leads the facilitation and/or implementation of own internal audit action/ remediation plans to address performance/ risk /governance issues **Employee/Team ... and diverse audit team for an area of significant risk , complexity or scope + People Manager role that...+ Performing multiple tasks - Continuous + Operating standard office equipment - Continuous + Responding quickly to sounds… more
- Wells Fargo (New York, NY)
- …fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis ... position offers a hybrid work schedule. 3 days in office every week currently. + Relocation assistance is not...the business unit's risk appetite and all risk and compliance program requirements. **Applicants with… more