- Wells Fargo (Charlotte, NC)
- …fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis ... support **Job Expectations:** + Work from a Wells Fargo office 5 days/week + Specific work schedule will align...the business unit's risk appetite and all risk and compliance program requirements. Candidates applying… more
- Wells Fargo (Charlotte, NC)
- …fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis ... decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted… more
- MetLife (Cary, NC)
- …focuses on executing the global framework for assessing third-party resilience risk , which evaluates the robustness of vendors supporting critical business processes ... and services. The role partners with vendor management teams, third party risk management teams, and operational risk management to manage the life cycle by… more
- SMBC (Charlotte, NC)
- …key role in ensuring the bank maintains a robust and compliant Supplier Management Program aligned with our Third Party Risk Management (TPRM) policy. This ... reported. + Monitor and manage third-party issues, including: + Remediation action plans + Risk acceptances +...work from home, as well as, from an SMBC office . SMBC requires that employees live within a reasonable… more
- American Express (Charlotte, NC)
- …in consultation with other key stakeholders. + Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory Change and ... Operational Risk , Control Management, Financial Crimes Compliance, and Privacy Office . + Review vendor services prior to contractual engagement, including any… more
- TIAA (Charlotte, NC)
- **Intern** Throughout the intensive 10-week summer program , participants engage in a structured professional development curriculum featuring: + Comprehensive ... Policy, Marketing and Communications, Product and Business Development, Retirement Solutions, Risk and Compliance, Technology, and Wealth Management. **Key Roles and… more
- ITG Brands (NC)
- …strategies **Operational Risk Mitigation** Lead execution, tracking of risk remediation plans with clear timelines/accountability. Ensure consistent ... Time - Benefits Eligible** - WHAT YOU WILL DO ** Risk Identification & Assessment** Continuously identify, assess, prioritize security/continuity...program * Hybrid workplace - remote / in office * Summer hours * Casual dress policy Monday… more
- American Express (Apex, NC)
- …- First Line of Defense (1LOD) Compliance professional to lead compliance risk identification, management, and mitigation across business operations. This role is ... subject matter expertise across key banking regulations and excels in balancing risk with practical business needs. **Key Responsibilities:** + Serve as the primary… more
- American Express (Apex, NC)
- …refinement of sampling strategies and review methodology based on portfolio trends and risk focus. + Support validation of issue remediation and documentation ... related technical field. + Minimum of 7 years of experience in consumer credit risk management, credit review, audit, or other related function. + Deep expertise of… more
- ThermoFisher Scientific (Greenville, NC)
- …a state of regulatory compliance. + Help sites resolve challenges in program implementation, instrument/equipment remediation , etc. + Stay current with industry ... for information sharing between sites. + Assist sites with data integrity risk assessments and mitigation/ remediation plans. + Analyze metrics and address… more