- Citigroup (Getzville, NY)
- …management apprised of ongoing regulatory interactions across Finance. As a strong manager adept at working in cross-functional teams, you will prepare written ... goals, iterative progress and the underlying benefits for the firm regarding remediation efforts underway. + Lead the development of materials and speaking points… more
- TD Bank (New York, NY)
- …managed + Oversees or leads the facilitation and/or implementation of action/ remediation plans to address performance/ risk /governance issues + Protects the ... a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our...monitoring processes, controls, policies and developing and communicating a project plan/tracker and associated updates to a variety of… more
- TD Bank (New York, NY)
- …portfolios and Business partners) to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control Room deployments, and ... committees room; track and report on the status of remediation and modernization initiatives across the various GCR portfolios;...the Compliance leadership team in support of a strong risk & compliance culture within Compliance and across the… more
- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Responsibilities:** + Directs day-to-day activities of the Investment Banking ... Compliance team in a manner consistent with the Bank's risk culture and the relevant risk appetite...cross-border impact. + Leading initiatives and managing high-impact special project work streams with a results-driven focus to deliver… more
- TD Bank (New York, NY)
- …and FCRM-related processes. The team mandate includes regulatory compliance, program remediation , risk management, and program development. Key components are: ... Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates… more
- City of New York (New York, NY)
- Job Description PLEASE NOTE THAT ONLY EMPLOYEES PERMANENT IN THE ADMINISTRATIVE PROJECT MANAGER TITLE WILL BE CONSIDERED The NYC Department of Environmental ... and integration of climate science data into future-forward planning initiatives ADMINISTRATIVE PROJECT MANAGER - 83008 Qualifications 1. A baccalaureate degree… more
- Bank of America (New York, NY)
- …* Experience influencing mid to senior (executive) level leaders * Experience managing risk and issue remediation * Understanding of computer science topics like ... uncover revenue generation opportunities and ensuring the development of effective risk management strategies. Key responsibilities include working with lines of… more
- TD Bank (New York, NY)
- …market abuse and trade manipulation typologies + Experience leading a large remediation project related to trade and communications surveillance data, preferably ... Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance… more
- Neuberger Berman (New York, NY)
- …This individual will ensure operational processes, governance structures, and risk management practices support both regulatory requirements and business objectives, ... ongoing oversight and escalation of control matters + Partner with Compliance, Risk , Legal, Operations, and other control partners to ensure the highest standards… more
- TD Bank (New York, NY)
- …approvals and physical control of assets) + Leads/facilitates and/or implements action/ remediation plans to address performance/ risk /governance issues + Actively ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...or computer science) Graduate's degree preferred with either progressive project work experience, or; + 5+ year of relevant… more
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