- BMO Financial Group (New York, NY)
- …maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and ... administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more
- DePaul (Rochester, NY)
- …the organization's insurance procurement and claims program. This includes managing the reporting , processing, and adjustment of claims relating to our All- Risk ... Cyber, Crime, and other policies. The ideal candidate will have commercial risk and insurance experience, along with claims adjustment and/or insurance underwriting… more
- Citigroup (Getzville, NY)
- The Risk Chief Administrative Office provides support to the Risk organization with a focus on governance, control effectiveness, regulatory engagement, risk ... including resource management. The Resource and Business Management team within the Risk CAO has strategic and operational responsibilities to support Citi Chief … more
- TD Bank (New York, NY)
- …to remediation and develop processes to create timely, complete, and accurate reporting . + Enable initiative-taking, data-driven, risk -based decision making. + ... and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for ... to prevent violations of law, rule, or regulation and design and delivery of a risk management framework that maintains risk levels within the firm's risk … more
- Unither Pharmaceuticals (Rochester, NY)
- …bottles, Tablets and Capsules. It has more than 300 employees. Your role Reporting to the Quality Systems Manager, A. JOB SUMMARY: The Quality Systems Specialist ... change control process, the position will be responsible for managing the site risk assessment process including the identification of risk , evaluation of… more
- Amalgamated Bank (New York, NY)
- …by embedding data analytics and AI into audit planning, execution, and reporting . This role combines advanced technical expertise with leadership and risk ... artificial intelligence systems and controls. The role involves assessing risk , evaluating algorithm integrity, validating data governance, and ensuring compliance… more
- Citizens (Tarrytown, NY)
- …used by our business, issue-resolution, effective and well documented procedures, risk management and mitigation, maintaining an effective SharePoint site and ... operations which includes daily processing of our business, technology support, reporting , issue resolution, process improvement and documentation. + Responsible for… more
- Bank of America (New York, NY)
- …conditions in partnership with the Product Finance control team, determining uncertainty reporting and metrics, monitoring pricing and liquidity risk , and ... + Conducts technical analysis of existing methodology development, VC execution, reporting , and governance processes, identifying areas of improvement for VC areas… more
- Marex (New York, NY)
- …(http://www.marex.com/) Purpose of Role: The US Compensation Controller will ensure consistent reporting of employee expenses across the group. The role is the ... for the US group in order to meet CEO reporting requirements and will also work closely with senior...and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory… more