- KeyBank (NY)
- …KeyBank's Wealth and Fiduciary business lines. Operating within the broader Compliance Risk Management organization, this role plays a key part in ensuring ... regulatory compliance and effective risk management over all of the fiduciary activities that...teammates, and ensures the delivery of high-quality documentation and reporting , including credible review and challenge over line of… more
- Wells Fargo (New York, NY)
- …executive engagement and client events + Utilize independent judgement to complete moderate risk deliverables + Assist in the planning and execution of a variety of ... programs and initiatives that may include risk mitigation, efficiency, and customer experience + Collaborate to craft clear and compelling narratives by leveraging… more
- HSBC (New York, NY)
- …line teams People Advisory and People Investigations. The remit will cover Policy, People Risk , Business Change and Employee Relations. The purpose of the role is to ... provide subject matter expertise on people risk policy, supporting and/or leading global and regional projects...will lead the US market, including for Canada ServCo. Reporting into the US Head of People locally and… more
- American Express (New York, NY)
- …where everyone is seen, heard and feels like they belong. The Global Risk & Compliance Organization ("GRC") independently oversees the company's risk -taking and ... the comprehensive identification, management, and mitigation of risks within the Company's risk appetite. GRC ensures the company operates in a safe, sound and… more
- American Express (New York, NY)
- …throughout the enterprise and be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make an impact in this role?** ... This inventory is leveraged by various enterprise programs, including the 2LOD Risk & Control Self-Assessment (RCSA) framework. This role is instrumental in… more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have ... in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and … more
- Citigroup (New York, NY)
- …Citi CCB clients, working in direct partnership with Relationship Managers and Independent Risk , to execute on the firm's and client's business objectives. This can ... conditions, as well as the appropriate credit structure based on various risk considerations. The CLM Credit Officer is responsible for approving and managing… more
- Access: Supports For Living (Middletown, NY)
- …reviews, investigations, audits, surveys, process improvement activities, training and risk management for the Access Network, inclusive of Access: Supports ... findings, and regulatory requests by stakeholders + Assist the Vice President Risk Management Quality and Compliance in ensuring quality related deliverables are… more
- MUFG (New York, NY)
- …adequate to address the issues. **RESPONSIBILITIES** + Work with Business Unit Risk Managers' (BURMs') teams to identify potential issues and participate in issue ... to ensure risks are understood across all Lines of Defense (LoDs) and risk treatment is properly identified. + Review issue intake submissions for tollgates (review… more
- City National Bank (New York, NY)
- …Control Manager for US Mortgage Banking and will partner with the Risk Framework leadership team. Responsibilities will encompass support in issue identification, ... constructively and balance challenges, supporting alignment of business objectives with CNB's risk appetite and established limits. WHAT WILL YOU DO? * Collaborate… more