- Oracle (Raleigh, NC)
- …PFT (Profitability), Market Risk , Capital Adequacy, LRM/LRS (Liquidity Risk Solution), IFRS 17, RRS (Regulatory Reporting Solution). **Responsibilities** ... with 10+ years of experience implementing EPM (Performance Management)/ERM ( Risk Management) solutions for large Financial Institutions and/or Insurance clients.… more
- Bank of America (Charlotte, NC)
- …money laundering, economic sanctions, and fraud compliance and operational risk practices consistent with applicable laws, rules, regulations, and regulatory ... as a trusted advisor to the Compliance and Operational Risk ("C&OR") Officers of the Front Line Units ("FLU")...activities such as: designing monitoring and testing routines and reporting to identify potential AML risks and/or control weaknesses;… more
- TD Bank (Charlotte, NC)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... a new compliance structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be strategic, tactical, collaborative and… more
- TD Bank (Charlotte, NC)
- …The Senior Treasury Capital Analyst maintains, enhances, and develops reporting processes, control frameworks, and/or systems. Provides guidance on quality ... assurance checks regarding capital reporting and all relevant investor and/or regulatory requests and...executive leadership, and external regulators + Collaborates with Finance, Risk Management, Business Partners, and Regulatory Teams to support… more
- Wells Fargo (NC)
- …opportunity pipeline, sales tracking, liquidity and financial trends, and compliance risk management. Wells Fargo's Global Payments & Liquidity (GPL) team is ... to maximize profitability and asset growth while minimizing operating losses within risk and compliance standards. + Provide leadership and influence in identifying… more
- TD Bank (Charlotte, NC)
- …(via review and approval) of all functions and accountabilities related to management reporting and analysis + Manages high risk initiatives and escalations; ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- Truist (Charlotte, NC)
- … reporting compliance. 12. Support change management efforts for regulatory reporting rules updates. **Governance and Risk Management** 13. Support Enterprise ... Risk Management in identifying and mitigating regulatory reporting risks. 14. Ensure effective documentation and communication of interpretive changes to… more
- Wells Fargo (Charlotte, NC)
- …critical in shaping data-driven strategies by delivering actionable insights, robust reporting , and advanced analytics that empower GPL leadership to make informed ... and identify opportunities to leverage data for strategic actions. + **Analytics & Reporting :** Own metric reporting and perform deep-dive analyses to uncover… more
- TD Bank (Charlotte, NC)
- …(via review and approval) of all functions and accountabilities related to management reporting and analysis + Manages high risk initiatives and escalations; ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...where TD operates + Provides advanced analysis and/or specialized reporting to support business partners, functional areas or centers… more
- American Express (Apex, NC)
- …function. + Familiarity with compliance testing- complaints, customer promises, customer risk rating, transaction monitoring, and suspicious activity reporting ... of Defense (1LOD) Consumer Compliance and Financial Crimes Manager focused on ensuring risk and control management is embedded in the day-to-day operations of our… more