- Wells Fargo (Purchase, NY)
- …and the client and will direct day to day workflow, escalate both service and risk issues as they arise, ensure the entire branch is working together to care for ... partnerships with all centers of excellence (COE) and support partners; managing risk /compliance; expense / P&L management; and exception management + Execute on… more
- American Express (New York, NY)
- …throughout the enterprise and be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make an impact in this role?** ... is leveraged by various enterprise programs, including the 2LOD Risk & Control Self-Assessment (RCSA) framework. This role is...with an ability to interact and obtain buy-in from senior BU/tech counterparts. + Expertise in process governance, with… more
- Dow Jones (New York, NY)
- …Mansion Global, Financial News, Investor's Business Daily, Factiva, Dow Jones Risk & Compliance, Dow Jones Newswires, OPIS and Chemical Market Analytics. ... NWSA; ASX: NWS, NWSLV). **About the Team:** Dow Jones Risk & Compliance is a specialist team within the...+ Experience in selling information and/or compliance tools to senior business decision makers. + Ability to drive new… more
- Citigroup (Getzville, NY)
- **Overview:** Markets Price Risk Data Execution team is looking for a Data Control Vice President, leading the implementation of 1st Line of Defense (1LOD) data ... controls in Price Risk , SA-CCR, FRTB (SA & CVA). 'Price Risk...across the organization, and present complex information clearly to senior stakeholders + Robust analytical problem-solving abilities and a… more
- American Express (New York, NY)
- …Governance & Control team within AENB HQ governs first line of defense risk management centrally for the corporate functions: AENB HQ, Corporate Affairs & ... Group, Enterprise Strategy, Enterprise Shared Services, General Counsel's Office, and Global Risk & Compliance. The Corporate Functions Governance & Control team is… more
- American Express (New York, NY)
- …for the company's enterprise-wide AML function. GFCC is part of the broader Global Risk & Compliance organization. The GFCC Risk Management Office within the ... GFCC Program Management Office is responsible for risk management and program health monitoring and facilitates alignment across GFCC and broader stakeholder teams… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... adoption and compliance. + Monitor regulatory complaints, business reports, and key risk indicators to identify trends, gaps, and potential compliance risks. +… more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have ... in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and … more
- American Express (New York, NY)
- …is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company ... manages risk . We are committed to growing our audit staff...and controls. + Present audit overviews and results to senior management, supported by sound awareness of portfolio risks,… more
- Wells Fargo (New York, NY)
- …career" in the US Join us! **About this role:** Wells Fargo is seeking a Senior Branch Network Management Trainee (SAFE) for National Branch Network as part of the ... + Resolve low to moderately complex issues regarding the customer and employee experience, risk , and growth of the team and the business to meet Branch Network… more