- Bank of America (New York, NY)
- …Advisors (FA) business practices in ways that minimize regulatory and financial risk as well as uphold the Firms' reputation. Additionally, they ensure Financial ... business, and serves the client by proactively managing and mitigating risk . **What you'll accomplish** + Manage delegated compliance, administrative and business… more
- Citigroup (New York, NY)
- …are charged with a mission that rivals any large tech company. Our technology solutions are the foundations of everything we do from keeping the bank safe, managing ... first line of defense for wholesale and counterparty credit risk management and works with Independent Risk ...+ Provide status updates on issues, challenges, risks and solutions to Data Owner management team and technology data… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be..."out of the box" to effect creative and responsive solutions ** + **Professional experience in a governance related field… more
- CIBC (NY)
- …- Assist in the completion and submission of Credit Applications to Risk Management, at inception and renewals. Ensure accuracy, completeness, timeliness, and ... at inception and ongoing, and downstream as required by Risk Management and Credit Processing Group/Operations. Maintain credit files,...simple to bring together great minds to create innovative solutions that make a difference for our clients. +… more
- American Express (New York, NY)
- …The leader will play a critical role in supporting the Business Unit Chief Risk Officer (CRO) and the broader risk management framework. This position requires ... a deep understanding of financial products, business operations, and risk management principles, with a strong ability to translate complex risk concepts into… more
- American Express (New York, NY)
- …Governance & Control team within AENB HQ governs first line of defense risk management centrally for the corporate functions: AENB HQ, Corporate Affairs & ... (ES), Enterprise Shared Services (ESS), General Counsel's Office (GCO), and Global Risk & Compliance. The Corporate Functions Governance & Control team is looking… more
- Wells Fargo (Yonkers, NY)
- …knowledge and understanding of Wells Fargo's banking, credit and investment financial solutions and services * Identify client needs and goals for business, ... the business * Knowledge and understanding of Branch Banking compliance controls, risk management, and loss prevention * Ability to follow policies, procedures, and… more
- Wells Fargo (Purchase, NY)
- …deepening the existing client relationships by taking advantage of the entire set of solutions ; and by coaching to a process for Advisors and their teams to provide ... direct day to day workflow, escalate both service and risk issues as they arise, ensure the entire branch...all centers of excellence (COE) and support partners; managing risk /compliance; expense / P&L management; and exception management +… more
- Wells Fargo (Ardsley, NY)
- …knowledge and understanding of Wells Fargo's banking, credit and investment financial solutions and services + Identify client needs and goals for business, ... the business + Knowledge and understanding of Branch Banking compliance controls, risk management, and loss prevention + Ability to follow policies, procedures, and… more
- Wells Fargo (New York, NY)
- …The Markets team delivers a comprehensive set of capital market products and solutions to the broader Wells Fargo customer base, ranging from distribution of public ... responsibility that may include: + Understanding each clients' investment strategy and risk appetite to build a long-term relationship with Wells Fargo Corporate &… more