- American Express (New York, NY)
- …Sanctions Risk & Control Assessment and Remediation Manager, the Sanctions Risk Assessment (SRA) Support Lead within Global Sanctions will be responsible ... Working closely with the Global Financial Crimes and Compliance Risk Assessment team and all 1st Line...1st Line of Defense business units, the SRA Support Lead will identify key areas of Sanctions Risk… more
- American Express (New York, NY)
- …coach and mentor junior colleagues and co-sourced resources effectively. + Proven ability to lead team members in a way that encourages, develops, and delivers ... commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your… more
- Dow Jones (New York, NY)
- …Dow Jones is a division of News Corp (Nasdaq: NWS, NWSA; ASX: NWS, NWSLV). **About the Team :** Dow Jones Risk & Compliance is a specialist team within the ... Global, Financial News, Investor's Business Daily, Factiva, Dow Jones Risk & Compliance, Dow Jones Newswires, OPIS and Chemical...clients and by cross-selling/upselling existing ones + Participate in, lead and coach the sales process + Engage with… more
- Wells Fargo (New York, NY)
- …within the Corporate & Investment Banking organization (CIB). The successful candidate will lead a team in developing and implementing quantitative models and ... tools for equity risk management, trading, and pricing with focus on areas...technical and non-technical audiences + Demonstrated ability to recruit, lead , mentor, and manage a team of… more
- American Express (New York, NY)
- …Professional Practices to ensure timely enablement of audit staff on changes to risk frameworks, tools, and processes. + Lead knowledge-sharing sessions and ... commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your… more
- TD Bank (New York, NY)
- …spectrum of TDS customers, products, transactions, and FCRM-related processes. The team mandate includes regulatory compliance, program remediation, risk ... TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining a robust financial… more
- TD Bank (New York, NY)
- …The TDS Governance and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our ... and/ or risk management background. + Proven ability to successfully lead change and manage effectively in matrixed environment. + Skillful communicator and… more
- TD Bank (New York, NY)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team , you'll play a key role in ... and promotes the prompt and thorough resolution of escalated non-standard, high risk issues **Employee/ Team Accountabilities:** + Participates fully as a member… more
- Capital One (New York, NY)
- …manage internal and external relationship, ability to work independently and as part of a team , problem solving skills, risk management skills, as well as a high ... direction and oversight for the underwriting and portfolio management team . + Partner with business and credit risk...management to foster an environment of open dialogue around risk tolerance and credit appetite. + Lead … more
- TD Bank (New York, NY)
- …The TDS Governance and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our ... and / or implement action / remediation plans to address performance/ risk /governance issues **Employee/ Team Accountabilities:** + Provides thought leadership… more