- TIAA (Dallas, TX)
- …**Work Experience** + 5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series 66; ... a people manager, this job sets goals and objectives for team members and provides oversight and feedback to...in wealth management or financial services + FINRA registrations: Series 7 and either Series … more
- TIAA (Dallas, TX)
- …Years Preferred + No Advanced Degree Required, Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 24 **Physical ... of services; ensures that other retail operations are fulfilled for the bank. **Key Responsibilities and Duties** + Provides...Advanced Degree Required **Career Level** 7PL **Required** : + Series 7 , 63, and 24 completed within… more
- Truist (Houston, TX)
- …functions. 1. BA/BS degree 2. Licenses Required: the SIE and the 7 Top Off (or Series 7 for those licensed prior to October 2019), Series 63, ... Series 87 and either the Series 86 or a FINRA waiver for ...3. Experience in mentoring and coaching The annual base salary for this position is $185,000 **General… more
- TIAA (Dallas, TX)
- …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... to serve. We are proud that we've been recognized for being one of the world's most ethical companies...obtaining a CFP or CFA and increase your base salary upon successful completion; preferred **Physical Requirements** + Physical… more
- TIAA (Frisco, TX)
- …Preferred **Work Experience** + 3+ Years Required; 5+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... strong considerations to client challenges. + Tailors investment strategies for clients, identifying objectives and constraints including regulatory issues,… more
- TIAA (Frisco, TX)
- …up for success. You can even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification exams if you are not currently licensed ... Every worker deserves a secure retirement. For more than 100 years, TIAA has delivered...+ No Experience Required **FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series … more
- Neuberger Berman (TX)
- …collaborate within internal teams + Desire to contribute to the building of a nascent business + Series 7 , 63/65 or Series 7 , 66 required + Series ... employment + CFP, CIMA, and/or CFA/CAIA desired \#LI-JG3 \#LI-Hybrid Compensation Details The salary range for this role is $100,000-$100,000. This is the lowest… more
- Capital One (Plano, TX)
- …Specialists) certification, or CIPP (Certified Information Privacy Professional) certification, or Series 7 certification, Series 24 certification, or ... this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations,… more
- Veterans Affairs, Veterans Health Administration (Corpus Christi, TX)
- …(February 7 , 2018) are considered to have met all qualification requirements for the title, series and grade held, including certification requirements. ... a range of standard, but complex, diagnostic procedures with responsibility for checking calibration of instruments prior to the procedure. Responsibilities Total… more
- PNC (Houston, TX)
- …candidate is required to obtain FINRA SIE and Series 99 licenses within 120 days of hire. Series 7 , 24, or 27 licenses can be used in lieu of Series 99 ... in the markets we serve. We are all united in delivering the best experience for our customers. We work together each day to foster an inclusive workplace culture… more