• AML Compliance Advisory Manager

    Capital One (Plano, TX)
    …Specialists) certification, or CIPP (Certified Information Privacy Professional) certification, or Series 7 certification, Series 24 certification, or ... this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations,… more
    Capital One (06/19/25)
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  • Regional Vice President, External Wholesaler…

    Athene (TX)
    …wholesaling experience required. + Knowledge of Fixed Annuity Marketplace. + Life & Health, FINRA Series 7 and Series 63 licenses. Must have or obtain FINRA ... Licensing ( Series 6) within 6 months of employment. + Proven...designated sales region. $62,400.00 - $93,600.00 USD Annual Annual Salary for this role is market competitive.… more
    Athene (08/26/25)
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  • VP Corporate Banking Relationship Manager - Energy…

    Wells Fargo (Houston, TX)
    …2 days a week between Dallas and Houston TX and occasionally Tulsa, OK. + Registration for FINRA Series 7 must be completed within 90 days of hire ... hire. FINRA recognized equivalents will be accepted. + Registration for FINRA Series 79 must be completed...be required. **Pay Range: $175,000 - $200,000 annual base salary . Eligible for annual discretionary performance bonus.**… more
    Wells Fargo (08/26/25)
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  • Investment Banking Analyst Program

    Comerica (Dallas, TX)
    …of progressive experience in Banking or the Financial Services industry Preferred Licenses - Certifications: + Series 7 + Series 63 + Series 79 About ... -- Investment Banking and Private Placements will be responsible for executing M-A or Private Placement transactions for...meet individual needs today and in the future. Your salary will be commensurate with your work experience and… more
    Comerica (08/14/25)
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  • Private Banking Advisor

    Comerica (Houston, TX)
    …and banking needs + 7 years developing and executing sales and marketing plans + Series 7 + Series 66 + State Insurance License Preferred: + CFP or ... AdvisorThe Private Banking Advisor will serve as primary relationship advisor for high net worth and ultra-high net worth, multi-generational clients. Responsible… more
    Comerica (08/14/25)
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  • Registered National Investor Center Support…

    Citigroup (San Antonio, TX)
    …to investment operations - including margin, options, and placing unsolicited securities trades ( Series 7 & 63 required) as required + Ensures customer claims ... (Excel, Outlook, and Word) preferred + US Registered FINRA Series 7 & 63 Required. **Education:** +...Salary Range:** $62,620.00 - $87,380.00 In addition to salary , Citi's offerings may also include, for … more
    Citigroup (08/14/25)
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  • Wealth Managment Advisor

    US Bank (Houston, TX)
    …experience in a financial sales position, preferably working with the affluent client segment + FINRA Series 7 and 66 or, Series 7 and 63/65 combination ... Bank and US Bancorp Investments, we are uniquely positioned for growth and are making significant investments to expand...for -employment) . This role receives an annual base salary between $65,000 and $78,000 depending on the required… more
    US Bank (08/14/25)
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  • Financial Advisor

    Edward Jones (Temple, TX)
    …and learn how to be a financial advisor with the industry's top training program1. + Salary for the first five years as you begin to build your practice2 + ... financial advisor compensation program includes trainee pay, a supplemental salary for up to five years, commissions...+ SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66… more
    Edward Jones (08/27/25)
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  • Virtual Financial Consultant

    TIAA (Dallas, TX)
    …Experience** + 3+ Years Required; 5+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Licenses and Certifications** + Life and ... Financial Consultant** The Virtual Financial Consultant provides virtual counseling for all participants, new entrants, prospects, beneficiaries and their legal… more
    TIAA (08/27/25)
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  • Client Outreach Retention Consultant

    TIAA (Frisco, TX)
    …Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series 63 **Licenses and Certifications** + ... have indicated intent to transfer funds from the organization for purposes other than income. Under general supervision, this...salaried basis at the same rate (ie, your weekly salary will be equal to your hourly rate multiplied… more
    TIAA (08/08/25)
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