• Vice President, Compliance - Monitoring & Testing,…

    TD Bank (New York, NY)
    …Bachelors degree or progressive work experience + 5-7 Years of related experience ** Preferred Qualifications:** + 7 or more years of experience with a registered US ... broker dealer, regulator, or global financial organization. + JD...not required + Knowledge of operations, finance, regulatory reporting, sales and trading, at a global financial institution. +… more
    TD Bank (07/26/25)
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  • Retirement Call Center Manager

    Lincoln Financial (Albany, NY)
    …coach staff via a culture of real-time performance feedback _Nice-to-have experience ( Preferred )_ : + Retirement plan knowledge and operations experience + FINRA ... business unit and individual. Other rewards may include long-term incentives, sales incentives and Lincoln's standard benefits package. **About The Company** Lincoln… more
    Lincoln Financial (07/18/25)
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  • Global Financial Institutions Group, Director

    SMBC (New York, NY)
    …solutions to clients within the following industry sectors: Banks and Broker Dealers, Regulated and Alternative Investment Managers and Funds, Insurance Companies ... wide range of products, including Capital Markets (DCM, ECM, ABS, CLOs), Sales and Trading (Equities & Fixed Income), FX/Derivatives, Trade Finance, Structured… more
    SMBC (07/09/25)
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  • Junior Fixed Income Trade Support

    Tradeweb (New York, NY)
    …+ Establishing strong relationships with clients at dealers and buyside firms + Work/ broker client orders to ensure best execution + Working closely with our ... sales team to assist with trader coverage on the...- 5 years' experience) + Series 7 and 63 preferred + Excellent work ethic with high level of… more
    Tradeweb (06/26/25)
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  • Senior Account Manager - Business

    NBT Bank (Syracuse, NY)
    …or equivalent combination of education and experience required + Bachelor degree preferred + Property & Casualty Broker 's license and/or Life, Accident, ... Pay Range: $60,450.00 - $77,476.00 Under minimal supervision, performs customer service, sales and management of assigned complex middle market & high impact… more
    NBT Bank (06/25/25)
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  • Manager, Pharmacy Underwriter

    CVS Health (Albany, NY)
    …work tasks are in alignment with overall goals + Participate in broker /customer meetings + Utilizes knowledge of competition and competitive position to evaluate ... new and renewal business + Builds strong cross-functional relationships with sales force and other internal organizations **Required Qualifications** **3- 5 years… more
    CVS Health (06/23/25)
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  • Tax Manager - Mutual Funds

    Deloitte (New York, NY)
    …begin taking on lead client contact roles on engagements; be involved in sales and marketing activities; attend required training; and facilitate at least one ... equity, investment partnerships, alternative products, family offices, mutual funds, broker -dealers, banks, insurance companies, and other investment managers. Qualifications… more
    Deloitte (06/23/25)
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  • Sr. Compliance Officer - Monitoring & Compliance…

    TD Bank (New York, NY)
    …Bachelors degree or progressive work experience + 5-7 Years of related experience ** Preferred Qualifications:** + 5 or more years of experience with a registered US ... broker dealer or regulator. + JD desirable but not...required + Knowledge of global financial institutions' operational, financial, sales and trading, and regulatory reporting activities and their… more
    TD Bank (06/21/25)
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  • Tax Senior Consultant- SAP Global Trade Services

    Deloitte (New York, NY)
    …projects in a fast-paced, team environment + Lead and assist Customer and Sales Operations pursuits and practice development initiatives + Promote and participate in ... Attorney + Enrolled Agent + Certifications: + US Customhouse Broker 's License + CUSECO (Certified US Export Control Officer)...AWS (Amazon Web Services) or GCP (Google Cloud Platform) Preferred : + Experience implementing one or more of the… more
    Deloitte (05/24/25)
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  • Director, Compliance - Testing Team Lead, TD…

    TD Bank (New York, NY)
    …+ Bachelors degree or progressive work experience + 7-10 years related experience ** Preferred Qualifications:** + 10 or more years of experience with a registered US ... broker dealer or regulator. + JD desirable but not...not required. + Knowledge of operations, finance, regulatory reporting, sales and trading, and applicable rules and regulations, and… more
    TD Bank (05/23/25)
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