- TD Bank (New York, NY)
- …Bachelors degree or progressive work experience + 5-7 Years of related experience ** Preferred Qualifications:** + 7 or more years of experience with a registered US ... broker dealer, regulator, or global financial organization. + JD...not required + Knowledge of operations, finance, regulatory reporting, sales and trading, at a global financial institution. +… more
- Lincoln Financial (Albany, NY)
- …coach staff via a culture of real-time performance feedback _Nice-to-have experience ( Preferred )_ : + Retirement plan knowledge and operations experience + FINRA ... business unit and individual. Other rewards may include long-term incentives, sales incentives and Lincoln's standard benefits package. **About The Company** Lincoln… more
- SMBC (New York, NY)
- …solutions to clients within the following industry sectors: Banks and Broker Dealers, Regulated and Alternative Investment Managers and Funds, Insurance Companies ... wide range of products, including Capital Markets (DCM, ECM, ABS, CLOs), Sales and Trading (Equities & Fixed Income), FX/Derivatives, Trade Finance, Structured… more
- Tradeweb (New York, NY)
- …+ Establishing strong relationships with clients at dealers and buyside firms + Work/ broker client orders to ensure best execution + Working closely with our ... sales team to assist with trader coverage on the...- 5 years' experience) + Series 7 and 63 preferred + Excellent work ethic with high level of… more
- NBT Bank (Syracuse, NY)
- …or equivalent combination of education and experience required + Bachelor degree preferred + Property & Casualty Broker 's license and/or Life, Accident, ... Pay Range: $60,450.00 - $77,476.00 Under minimal supervision, performs customer service, sales and management of assigned complex middle market & high impact… more
- CVS Health (Albany, NY)
- …work tasks are in alignment with overall goals + Participate in broker /customer meetings + Utilizes knowledge of competition and competitive position to evaluate ... new and renewal business + Builds strong cross-functional relationships with sales force and other internal organizations **Required Qualifications** **3- 5 years… more
- Deloitte (New York, NY)
- …begin taking on lead client contact roles on engagements; be involved in sales and marketing activities; attend required training; and facilitate at least one ... equity, investment partnerships, alternative products, family offices, mutual funds, broker -dealers, banks, insurance companies, and other investment managers. Qualifications… more
- TD Bank (New York, NY)
- …Bachelors degree or progressive work experience + 5-7 Years of related experience ** Preferred Qualifications:** + 5 or more years of experience with a registered US ... broker dealer or regulator. + JD desirable but not...required + Knowledge of global financial institutions' operational, financial, sales and trading, and regulatory reporting activities and their… more
- Deloitte (New York, NY)
- …projects in a fast-paced, team environment + Lead and assist Customer and Sales Operations pursuits and practice development initiatives + Promote and participate in ... Attorney + Enrolled Agent + Certifications: + US Customhouse Broker 's License + CUSECO (Certified US Export Control Officer)...AWS (Amazon Web Services) or GCP (Google Cloud Platform) Preferred : + Experience implementing one or more of the… more
- TD Bank (New York, NY)
- …+ Bachelors degree or progressive work experience + 7-10 years related experience ** Preferred Qualifications:** + 10 or more years of experience with a registered US ... broker dealer or regulator. + JD desirable but not...not required. + Knowledge of operations, finance, regulatory reporting, sales and trading, and applicable rules and regulations, and… more