- Wells Fargo (Seal Beach, CA)
- …partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... and connect customer with the appropriate partner or relationship manager to meet their needs + Partner with financial...practices risk management culture + Current registration for FINRA Series 6 and Series 63… more
- Wells Fargo (Foothill Ranch, CA)
- …and partners Desired Qualifications: * Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... and connect customer with the appropriate partner or relationship manager to meet their needs * Partner with financial...practices risk management culture * Current registration for FINRA Series 6 and Series 63… more
- BMO Financial Group (Santa Monica, CA)
- …degree in related field of study or an equivalent combination of education and experience. + FINRA Series 6 , 63 & 65 Licenses OR FINRA Series 7 & 66 ... interest of the customer. Determines client needs and provides solutions though the sales of managed products and services (eg mutual funds, mutual fund wrap… more
- JPMorgan Chase (Los Angeles, CA)
- …convey knowledge and credibility in front of managers, clients and investors. + 6 + years of experience in investment sales , alternative investment due diligence, ... investment specialists, and clients considering the use of an alternative asset manager within an investment portfolio . Managers include multiple asset classes… more
- Covr Financial Technologies (San Francisco, CA)
- …+ Life and health insurance licensed with a minimum of 5+ years of life insurance sales experience + Minimum Series 6 and 63 required Knowledge and Skills: ... Regional Insurance Consultant REPORTS TO: Chief Revenue Officer DEPARTMENT: Sales , National Sales Team FLSA STATUS: Exempt...Covr's team which includes an internal partners, assigned Case Manager , as well as access to Covr's Director of… more
- Wells Fargo (Los Angeles, CA)
- …and give feedback throughout the course of the summer. + **A virtual speaker series ** : Wells Fargo's top leaders provide insight into how to make the most ... business efforts that drive client outcomes. + Receive direction from a manager and exercise independent judgment while developing knowledgeof compliance and risk… more