- Equitable (Charlotte, NC)
- Sales Desk Manager - Mutual Funds Team (...with investment products and platforms + Bachelor's degree + Series 6 /7, 63 and 24/26 (or willing to ... your potential? Equitable is looking for a 1290 Funds Sales Desk National Manager to join our...obtain Series 24 or 26 within first 6 months) + People Management experience + Internal or… more
- Equitable (Charlotte, NC)
- …**Required Qualifications:** + 3 years of work experience related to the Product Manager responsibilities with ERISA/Retirement Plan products. + Series 7, ... Equitable Advisors, Senior Product Manager - Retirement Plans ( 250000FY ) **Primary... 66 OR Series 63 and 65. Series 24 required or must obtain within 6… more
- First Horizon Bank (Greensboro, NC)
- …associations with target High Net Worth Clients The PB Relationship Manager will provide business depository, treasury management, and business lending solutions ... Degree Required + Ability to maintain proper licenses including Series 7, Series 66, the Securities Industry...Variable insurance licenses. + 5 or more years of sales and client management experience in Wealth Management and… more
- First Horizon Bank (Raleigh, NC)
- …systems and payment platforms is preferred. **CERTIFICATES, LICENSES, REGISTRATIONS (Ex: CPA, Series 6 or 7 license, etc)** + Certified Treasury Professional ... or Dallas, TX. **SUMMARY** We're seeking an experienced Product Manager to join Treasury Management division, focusing on our...revenue cycle. + Serve as a technical Treasury Management sales resource and participate in key sales … more
- Truist (Charlotte, NC)
- …and managing risks within Truist Public Finance and Municipals origination and sales and trading businesses. This position will be responsible for leading a ... support and oversight for change activities (both business and regulatory change). 6 . Provide oversight and support for open risk, audit, and regulatory issues.… more
- Wells Fargo (Charlotte, NC)
- …partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... and connect customer with the appropriate partner or relationship manager to meet their needs + Partner with financial...practices risk management culture + Current registration for FINRA Series 6 and Series 63… more
- Raymond James Financial, Inc. (Charlotte, NC)
- …The program takes a holistic approach by incorporating training for technical and sales skills to fully position new Advisors for success. In conjunction with a ... Mentor, Branch Manager , and/or a team of Financial Advisors, the Financial...individual practice. The Trainee will balance new client development, sales activities, investment management, customer service and compliance with… more
- Truist (Greensboro, NC)
- …products for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable ... of registration, and applicable NMLS acceptable background check. 5. Strong interpersonal, sales and relationship management skills. 6 . Strong written, verbal… more
- Lincoln Financial (Charlotte, NC)
- …degree or equivalent work experience (4 years of experience in lieu of Bachelor's) + FINRA Series License 6 - Upon Hire + FINRA Series License 26 - ... Lincoln office **Relocation assistance:** is not available for this opportunity. **Hiring Manager :** Jim OBoyle **Requisition #:** 75037 **The Role at a Glance** The… more
- Truist (Charlotte, NC)
- …Additional responsibilities on internal client management duties as specified by manager and team. **Essential Duties and Responsibilities** Following is a summary ... Additional responsibilities on internal client management duties as specified by manager and team. **Required Qualifications:** The requirements listed below are… more