- BMO Financial Group (San Francisco, CA)
- …strategies. + Strong understanding of broader regulatory and financial concepts. + Series 7 , 63 + Advanced deal execution and/or project management ... #bmocapitalmarkets We are seeking a highly motivated and experienced sales person to join our US Equity Sales team, based in San Francisco. In this role, the… more
- JPMorgan Chase (San Francisco, CA)
- …strong focus on organization will be critical. Required qualifications, capabilities, and skills : + Series 7 & 63 license + Team player: work well in small ... a motivated individual to join JP Morgan's Equity Franchise Sales team in either San Francisco or Los Angeles....either San Francisco or Los Angeles. The Equity Franchise Sales team is the distribution arm for equity and… more
- Bank of America (Newport Beach, CA)
- …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... rules, and regulations related to client advice and recommendations, sales practice activities, and conduct of market personnel +... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- Bank of America (San Francisco, CA)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... Financial Solutions Advisors in the centralized segment are phone-based licensed advisors (obtaining series 7 and 66 required) that provide clients with holistic… more
- Wells Fargo (Pacoima, CA)
- …**Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized ... to make client calls and actively participate in the sales development process + Knowledge and understanding of retail...practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA… more
- Bank of America (Yuba City, CA)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66...put your mind to. * Is comfortable in a sales role, finding ways to nurture strong relationships with… more
- US Bank (Rancho Palos Verdes, CA)
- …experience in a financial sales or wealth position - Will need FINRA Series 7 , 65 or 66 and state insurance licenses. Preferred Skills/Experience - Basic ... knowledge of the securities industry and markets - Well-developed analytical and decision-making skills to provide customized investment and financial planning advice - Effective interpersonal, verbal and written communication skills - Proficient with various… more
- Bank of America (Sacramento, CA)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66...minimum of one year of financial services industry or sales experience **Skills:** * Advisory * Account Management *… more
- Bank of America (San Francisco, CA)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66...minimum of one year of financial services industry or sales experience **Skills:** * Advisory * Account Management *… more
- Wells Fargo (Los Angeles, CA)
- …leadership experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 , 9, 10, and 63 examinations (or FINRA recognized ... increased net asset flows, lending balances and same store sales . + Develop the culture to drive employee engagement...employee engagement and growth in a branch or a series of branches + Responsible for overall management of… more