• Financial Advisor-Doral, Florida

    TD Bank (Doral, FL)
    …Experience:** + Bachelor's degree strongly preferred + 2+ years of providing advice, planning and investment sales + SIE, Series 7 , Series 63 required + ... for TD Wealth clients + Meets quarterly and annual sales goals + Deepens wallet share by anticipating client...Required to have L&H and Series 66 (or equivalent) or the ability to obtain… more
    TD Bank (08/27/25)
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  • Consumer Investments - Investment Specialist…

    Bank of America (Jacksonville, FL)
    Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66) Jacksonville, Florida **To proceed with your application, you must be at least 18 ... responsibilities include deepening relationships by referring clients to specialized sales teams and serving as a central entry point...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66.… more
    Bank of America (07/24/25)
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  • Institutional Sales - Raymond James…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …SIE required provided that an exemption or grandfathering cannot be applied. + FINRA Series 7 License. **Travel** **Travel Required:** Yes, 75 % of the Time ... steps in generating new assets and revenue. **Responsibilities:** + The Institutional Sales Specialist will be responsible for managing a significant portion of… more
    Raymond James Financial, Inc. (08/16/25)
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  • Summer Internship - Asset Management Sales

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …and remote training sessions in professional development, networking events, a speaker series , and volunteer opportunities, you will be equipped with knowledge of ... into the different functionalities within our AMS department: Advisory Consulting, Sales , Operations, and Administration. While this is not rotational, the interns… more
    Raymond James Financial, Inc. (08/12/25)
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  • Director, Mortgage Sales & Operations - RJ…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …and/or training approved by Human Resources. **Licenses/Certifications: SIE not required + Series 7 securities license preferred + Completion of formal credit ... the management of others and assists with training efforts to mortgage sales team + Oversees origination activities of Mortgage Consultants, ensuring complete,… more
    Raymond James Financial, Inc. (08/13/25)
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  • Summer Internship - RJ Bank Private Client Banking…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …and remote training sessions in professional development, networking events, a speaker series , and volunteer opportunities, you will be equipped with knowledge of ... model that pairs field based Banking Consultants with internal sales support from our Home Office. This summer internship...Date:** Monday, June 1, 2026 **End Date:** Friday, August 7 , 2026 **Work Schedule:** Monday through Friday, up to… more
    Raymond James Financial, Inc. (08/12/25)
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  • Advisor Development Program - Financial Solutions…

    Bank of America (Pensacola, FL)
    …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... Financial Solutions Advisors in the centralized segment are phone-based licensed advisors (obtaining series 7 and 66 required) that provide clients with holistic… more
    Bank of America (08/17/25)
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  • Merrill Market Supervision Manager

    Bank of America (Miami, FL)
    …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... rules, and regulations related to client advice and recommendations, sales practice activities, and conduct of market personnel *... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
    Bank of America (07/31/25)
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  • Divisional Director, Advisory Consultants

    TIAA (FL)
    …**Work Experience** + 5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series 66; ... trends and corresponding opportunities with partner firms and collaborating with internal sales and service teams to ensure Wealth Advisor Consultants are providing… more
    TIAA (08/09/25)
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  • Wealth Regional Supervisor - Account Opening

    Truist (Orlando, FL)
    …may be made to enable individuals with disabilities to perform the essential functions. + FINRA Series 7 , 24, 53, and 66 licenses ( Series 9&10 can be used ... and escalate complex matters to Team Lead and/or Divisional Sales Management. + Review of Electronic Correspondence/Social Media Review...in lieu of 53. Series 63&65 can be used in lieu of … more
    Truist (08/08/25)
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